About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Podcasts

Data Management Summit Reviews the Regulatory Landscape

Subscribe to our newsletter

A-Team Group’s Data Management Summit hosted in New York City on September 20, 2018, included a lively panel discussion on the regulatory landscape and the data management response for 2018 and beyond.

Eschewing the doom and gloom of many conversations about regulatory compliance, the panel, moderated by Dessa Glasser, principal at Financial Risk Group and independent board member at Oppenheimer & Co, took an upbeat approach.

It discussed data management for not only compliance but also business benefit, the potential of regtech solutions to ease the burden of reporting, and how to approach upcoming regulations including Fundamental Review of the Trading Book (FRTB) and AnaCredit.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Managing Non-Financial Misconduct Under SMCR

9 October 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Non-financial misconduct—encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks...

BLOG

From Awareness to Execution: Closing the Regulatory Compliance Implementation Gap

By Jordan Domash, Founder and CEO, Responsiv. Even under a ‘regulation light’ administration, more than 1,400 new Federal executive orders, final rules, and proposed rules have emerged in 2025 alone. Layer on every potential state and international change, there’s a lot to sift through. Regulatory teams must then take these often-dense legal texts and quickly...

EVENT

Data Management Summit New York City

Now in its 15th year the Data Management Summit NYC brings together the North American data management community to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...