About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

The IMS Group Appoints Three New Compliance Consultants

Subscribe to our newsletter

The IMS Group (IMS), the compliance and regulation consultancy, has appointed three new compliance consultants.

The new hires are Diana Stevens, Cynthia Griffith and Daniel Sharpe.

Diana joins IMS from multi-billion dollar hedge fund Eton Park Capital Management, L.P, where she assumed the day to day coverage of compliance in its London branch. Her areas of expertise include AIFMD, MiFID, the UK anti-bribery rules and SEC registration.

Cynthia joins from compliance consultancy HedgeStart Partners, where she supported a variety of clients including hedge funds, asset managers, family offices and advisory firms.

Daniel joins from Octopus Investments, where he was the compliance manager, responsible for providing a diverse range of compliance support, monitoring and advice across the business.

At IMS, the new consultants will provide compliance services to a range of firms in the asset management and securities industry including hedge funds, asset managers, family offices, broking and private equity.

Michel van Leeuwen, group chief executive, IMS, said: “IMS continues to attract high calibre individuals, further strengthening our existing teams. The most recent hires of Diana, Cynthia and Daniel underpin IMS’ strong growth.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Streamlining trading and investment processes with data standards and identifiers

Financial institutions are integrating not only greater volumes of data for use across their organisation but also more varieties of data. As well, that data is being applied to more use cases than ever before, especially regulatory compliance and ESG integration. Due to this increased complexity of institutions’ data needs, however, information often arrives into...

BLOG

Data Readiness is No Longer Optional for Banks

By Stuart Harvey, Chief Executive of Datactics. In a landscape marked by increasing regulatory scrutiny and accelerating digital change, data has long since shed its role as a by-product of banking operations and is now a critical strategic asset. The speed at which institutions must demonstrate data integrity, quality, and accessibility has made compliance not...

EVENT

Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...