A-Team Insight Blogs

Share article

The nominations for the 2019 RegTech Insight Awards are now closed, and we are delighted to announce this year’s shortlist. Well done to everybody that entered, and sincere thanks to our advisory board for taking such painstaking care in evaluating the record number of entries we received this year.

Now in their third year, The RegTech Insight Awards 2019 gained five new categories and saw a 25% increase in entries – a wonderful commentary on the health and strength of this flourishing industry. These awards are uniquely designed to recognise both new start-ups and well-established providers, so it was great to see such a large field of entry along with a multitude of new names for 2019.

“The RegTech Insight Awards were created to acknowledge and applaud those firms at the very forefront of innovation, sourcing the most resourceful solutions to assist financial institutions with their ever-growing regulatory burden,” said A-Team Group RegTech Editor Lauren McAughtry. “They span a wide range of regulatory requirements, and as the market for regulation expands the solutions become ever more creative and sophisticated. We were delighted to see such strong submissions this year, and look forward with great anticipation to the final results.”

Voting is now open to all our financial institution and practitioner readers to vote for their favourite vendor/solutions provider in the following categories:

  • Best Sell-Side Regulatory Data Solution
  • Best Buy-Side Regulatory Data Solution
  • Best Data Management Solution for Regulatory Compliance
  • Best GDPR Vendor Solution
  • Best Data Solution for FRTB
  • Best Software Solution for FRTB
  • Best Vendor Solution for Dodd-Frank
  • Best Solution for Securities Financing Transactions Regulation (SFTR)
  • Best Data Solution for KYC
  • Best KYC Software for Client On-Boarding
  • Best Vendor Solution for Benchmark Regulation
  • Best Analytics Solution to Address Capital Requirements/Liquidity Risk
  • Best Vendor Solution for Managing Conduct Risk
  • Best Vendor Solution for Managing Operational Risk
  • Best Risk Calculation Engine for Regulatory Compliance
  • Best Vendor Solution for Tax Compliance
  • Best Transaction Cost Analysis Solution for Best Execution
  • Best Voice and Mobile Recording Solution
  • Best Trade Surveillance Solution for MAD/MAR
  • Best Trade Surveillance Solution to Address Dodd-Frank Volcker Rule Requirement
  • Best Solution for Records Retention
  • Best Compliance as a Service Solution
  • Best AI Solution for Regulatory Compliance
  • Best Regulatory Alert Management Solution
  • Best Research Management Solution for MiFID II
  • Best Regulatory Reporting Solution
  • Best Transaction Reporting Solution (for MiFID II/MiFIR/EMIR)
  • Best Vendor Solution for AnaCredit
  • Best Innovative Technology for Regulatory Compliance
  • Best Vendor Solution for Financial Crime
  • Best Regulatory Consultancy

View our shortlist and cast your votes here.

Voting will close on 15th March 2019. Good luck to all the shortlisted firms!

Leave a comment

Your email address will not be published. Required fields are marked *

*

Related content

WEBINAR

Recorded Webinar: FRTB: Laying the groundwork for compliance

The January 2022 compliance deadline for sell-side firms within the scope of Fundamental Review of the Trading Book (FRTB) regulation may seem far into the future, but the complex demands of the regulation and the need to source regulatory data that has never previously been required mean firms should already be identifying tools, solutions and...

BLOG

MiFID II: The True Cost of Research Unbundling – Part Two

Last week we explored the impact of MiFID II research unbundling on the sell side, as providers struggle to carve out their own space in a new and unfamiliar environment. This week, we take a look at the situation from the other side of the coin – how are purchasers handling the change, and how...

EVENT

Breakfast Briefing: Meeting the Data Requirements of FRTB London

The Fundamental Review of the Trading Book (FRTB) Breakfast Briefing, will examine how the capital markets industry is approaching FRTB data management and will look at the implications for the ways that firms source, manage and store data for FRTB compliance.

GUIDE

FRTB Special Report

FRTB is one of the most sweeping and transformative pieces of regulation to hit the financial markets in the last two decades. With the deadline confirmed as January 2022, this Special Report provides a detailed insight into exactly what the data requirements are for FRTB in its latest (and final) incarnation, and explores what needs to be done in order to meet these needs on a cost-effective and company-wide basis.