Following its merger with Vela Trading Systems in May, Exegy has made a number of changes to its leadership team. Former Vela CEO Jen Nayer, who has served as Chief Integration Officer since the merger, is leaving the company to pursue other interests. Exegy Chief Financial Officer Krista Steward takes over as CIO; Dave Foster joins as CFO from Refinitiv subsidiary Giact Systems.
Markets in Financial Instruments Directive II (MiFID II) strengthens the best execution requirement embedded in MiFID by expanding disclosure. Among the directive’s requirements are provisions to ensure investment firms provide appropriate information to clients on their order execution policy and publish a list of the top five execution venues used in the previous year for...
SmartStream has launched a new on demand version of its corporate actions processing solution, TLM Corporate Actions Event Management On Demand , in line with its push to provide software as a service (SaaS) versions of its offerings. Alan Jones, senior product manager at the vendor, explains that the solution has seen interest from mid-size...
The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.
High-profile and punitive penalties handed out to large financial institutions for non-compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations have catapulted entity data management up the business agenda. So, too, have industry and government reports on the staggering sums of money laundered on a global basis. Less apparent, but equally important, are...
