RegTech Associates has appointed Janet Adams (Head of Strategic Projects and Performance, Business Banking at TSB) and Ian Hollowbread (Head of RegTech at ING Labs, London) to its Industry Advisory Board, with the remit of providing strategic oversight to the company as it expands. Ian Hollowbread comments “Meeting global regulatory requirements is a challenge that all financial services firms are facing today. We believe in both an open and collaborative approach to innovation – RegTech is no exception and by working together we can improve regulatory outcomes globally.”
A-Team Insight People
Don’t miss this opportunity to view the recording of this recently held webinar. Timestamping and clock synchronisation have been embedded in the EU by Markets in Financial Instruments Directive II (MiFID II) and are also a requirement of the US SEC Consolidated Audit Trail (CAT). The webinar will discuss how well firms have realised the...
Financial crime compliance specialist ComplyAdvantage has appointed Vatsa Narasimha as Chief Operating Officer and Chief Financial Officer, as it continues to chart an aggressive growth strategy following last year’s successful $30 million Series B financing round (led by Index Ventures and Balderton Capital), a recent doubling of headcount, and new office openings in Singapore and...
The TradingTech Summit in London brings together European senior-level decision makers in trading technology, electronic execution and trading architecture to discuss how firms can use high performance technologies to optimise trading in the new regulatory environment.
The Global LEI System – or GLEIS – has been in development since the middle of last year. Development has been patchy at times, but much has been done, leaving fewer outstanding issues, but also raising new questions. What’s emerging is a structure for the GLEIS going forward, complete with a mechanism for registering and...