Automated reconciliations provider Pirum Systems has bolstered its SFTR team with the hire of of industry experts Glenn Baldwin, Payal Lakhani, James Cosh, and Pradeep Rana. Baldwin joins from JP Morgan with 15 years of securities finance expertise. Lakhani was formerly with Citi, while Cosh spent 20 years in roles at Deutsche Bank, Nomura, Lehman Brothers and Saxo Bank. Rana spent seven years at JP Morgan as a PB Client Service Manager. Pirum’s joint SFTR solution in partnership with IHS Markit has over 60 clients already mandated, with a further 20 expected to give the green light this month.
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Don’t miss this opportunity to view the recording of this recently held webinar. Markets in Financial Instruments Directive II (MiFID II), Market Abuse Regulation (MAR), Dodd-Frank and other regulations underline the need for effective and timely trade surveillance to counter market abuse. The webinar will discuss regulatory requirements for trade surveillance, best practice implementation, technology...
A-Team Group is delighted to partner with the UK’s Department for International Trade (DIT) to call for applications from UK RegTech businesses (specifically companies with a focus on regulatory monitoring, reporting and compliance) to participate in its upcoming 2019 UK RegTech Trade Mission to New York. Taking place November 13-15 in New York City, the...
Now in its 4th year, the RegTech Summit in NYC explores how the North American financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
FRTB is one of the most sweeping and transformative pieces of regulation to hit the financial markets in the last two decades. With the deadline confirmed as January 2022, this Special Report provides a detailed insight into exactly what the data requirements are for FRTB in its latest (and final) incarnation, and explores what needs to be done in order to meet these needs on a cost-effective and company-wide basis.