US-based Dash Financial Technologies, which provides multi-asset trading technology and execution services platforms, has appointed Venu Palaparthi as its new Chief Compliance officer. Palaparthi has held senior roles at several major firms including Tagomi, Virtu, Nasdaq and Instinet. He is the latest senior hire for Dash over the last 12 months, including last June’s hiring of Glenn Lesko – former Bloomberg Tradebook CEO and Instinet Asia CEO – as Chief Growth Officer. Dash now trades close to 15% of the US options market and is growing its equities business.
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Don’t miss this opportunity to view the recording of this recently held webinar. MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This webinar will discuss data, solutions and services needed to segregate research consumption in accordance with MiFID II. It...
Following the phenomenal success of the upcoming Data Management Summit Europe Virtual, set to broadcast 22-24 April and with registered delegates already nearing a record-breaking 750, we are beyond excited to be launching a similar RegTech Summit Virtual in June 2020: bringing you all the insights and expertise of the longstanding and market-leading A-Team Group...
Data Management Summit USA Virtual will explore how sell side and buy side financial institutions are navigating the global crisis and adapting their data strategies to manage in today’s new normal environment.
The US Foreign Account Tax Compliance Act – aka FATCA – raised eyebrows when its final regulations requiring foreign financial institutions (FFIs) to report US accounts to US tax authorities were published last year. But with the exception of a few modifications, the legislation remains in place and starts to comes into force in earnest...