Coleman Research has appointed entrepreneur Isaak Karaev to the newly created role of Executive Chairman. Most recently, Karaev founded and successfully exited InfoNgen, one of the first AI search engines for the financial services community. Karaev was also the founder, Chairman and CEO of Multex, a digital network to aggregate and distribute financial research documents for investment professionals and individual investors. The appointment heralds a new focus on digital strategy following the firm’s launch of a new SaaS platform in 2018.
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Recorded Webinar: Solving the problem of integrating beneficial ownership data with client onboarding and KYC systems
This webinar has passed, but you can view the recording by registering here. Client onboarding and Know Your Customer (KYC) processes are becoming more complex as regulation drives towards the inclusion of beneficial ownership data and requires financial institutions to improve customer due diligence still further. The webinar will discuss the need for beneficial ownership...
BTON Financial, a startup that is offering outsourced smart broker routing targeting mid-tier asset managers, has appointed the London Stock Exchange’s Brian Schwieger and Merrill Lynch’s Tony Walker as non-executive directors. Schwieger and Walker have joined as advisors, helping BTON to promote its vision of offering SaaS-based, broker-neutral routing of buy-side orders to sell-side trading...
The Fundamental Review of the Trading Book (FRTB) Breakfast Briefing, will examine how the capital markets industry is approaching FRTB data management and will look at the implications for the ways that firms source, manage and store data for FRTB compliance.
Welcome to the inaugural edition of the A-Team Regulatory Data Handbook. We trust you’ll find this guide a useful addition to the resources at your disposal as you navigate the maze of emerging regulations that are making ever more strenuous reporting demands on financial institutions everywhere. In putting the Handbook together, our rationale has been...