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Regnology Continues Expansion of Solutions Portfolio with Invoke Purchase
Regulatory reporting solutions provider Regnology’s definitive agreement to acquire Invoke, a France-based supplier of financial, regulatory, and tax reporting solutions for supervisory authorities and reporting entities, marks the fifth acquisition in less than a year for the company, which was spun out of BearingPoint in 2021. The aggressive acquisition programme is aimed at offering a…
Overnight Trading Specialist Blue Ocean to Deploy S3 for CAT Reporting
Blue Ocean Technologies’ Blue Ocean ATS trading platform has selected S3, a regulatory reporting and trading analytics provider, for reporting to the US Consolidated Audit Trail (CAT). Blue Ocean Technologies specialises in global afterhours trading. According to Matthew Horisk, Chief Information & Operating Officer for Blue Ocean Technologies, “Utilizing S3’s CAT Reporting Service will be…
Vontobel Expands Deployment of NICE Actimize Markets Surveillance Platform
Swiss investment firm Vontobel has renewed its contract with NICE Actimize, and expanded its use of the SURVEIL-X Markets Surveillance platform. The broadened arrangement will support Vontobel’s future growth plans while continuing to meet its current regulatory requirements. The new arrangement allows long-time NICE Actimize client Vontobel to add new capabilities going forward. Vontobel’s use…
Recorded Webinar: FRTB Implementation in APAC: An industry update and what is left to do
Fundamental Review of the Trading Book (FRTB) regulation, a set of proposals from the Basel Committee on Banking Supervision (BCBS) for a new market risk-related capital requirement for banks, is due to be implemented across APAC over the next few years. Singapore and Japan, by way of example, have set implementation deadlines in 2024, while…
FRTB Implementation in APAC: Practical Solutions for Outstanding Compliance Challenges
Fundamental Review of the Trading Book (FRTB) regulation is back, with proposals from the Basel Committee on Banking Supervision (BCBS) for a new market risk-related capital requirement for banks due to be implemented across APAC over the next few years. Singapore and Japan have set implementation deadlines in 2024, while Australia has pushed out go-live…
LeapXpert Unveils Enterprise Monitoring for Apple iMessage
Regulatory surveillance specialist LeapXpert’s has added a so-called Governed Mode to its LeapXpert Communications Platform, creating an enterprise solution for capturing and facilitating enterprise communications on Apple’s iMessage messaging service. The LeapXpert platform is now able to capture conversations carried out between clients using iMessage with enterprise employees communicating through Leap Work and Leap Work…
A-Team Group Names Winners of RegTech Insight Awards – Europe 2023
Congratulations to the winners of A-Team Group’s RegTech Insight Awards – Europe 2023. The awards were presented by guest speaker Ollie Ollerton, former UK Special Forces Soldier and directing staff (DS) from Channel 4’s SAS: Who Dares Wins, following a lively lunch held at Glaziers Hall in London on 18 May 2023 and hosted by…
Recorded Webinar: ESG: A Growth Opportunity and a Regulatory Challenge
ESG investing, regulation and compliance are central concerns for financial institutions, although not all jurisdictions are equal. In the US, ESG has become a partisan issue making SEC regulation uncertain; the EU is on good form and has already implemented multiple regulations; and Asia Pacific is advancing as regulators and exchanges deploy ESG rules. Greenwashing…
SymphonyAI’s Sensa-NetReveal Launches Sensa Copilot, First Generative AI-Based Financial Crime Assistant
West Coast AI specialist SymphonyAI’s Sensa-NetReveal division has launched what it claims to be the first financial crime detection solution using generative AI. The Sensa Copilot system is an AI assistant that collects, collates and summarises financial and third-party, improving financial crime management and potentially bosting investigator productivity by up to 70%. According to SymphonyAI,…
FIX Protocol Includes Digital Token Identifier
The Digital Token Identifier (DTI) ISO standard has been added to the Financial Information eXchange (FIX) Protocol, the industry-standard messaging protocol for electronic communication. The addition means financial institutions will be able to use the FIX Protocol to send messages with DTIs both internally and externally. The DTI standard is increasingly being used as it…