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AI-Powered Innovations in Voice and ChatGPT Surveillance From Global Relay
Global Relay, a provider of compliance messaging and archiving solutions, has launched an AI-powered voice-to-text transcription service to address the growing demand for effective voice surveillance, as compliance teams face increasing challenges in monitoring a diverse array of virtual platforms. Global Relay’s new service aims to bridge the gap in monitoring voice communications by offering…
Recorded Webinar: Practical considerations for regulatory change management
Regulatory change management has become a norm across financial markets but a challenge for financial institutions that must monitor, manage and adapt to ensure compliance with both minor and major adjustments to obligations. This year is particularly troublesome, with major upgrades to EMIR Refit, Markets in Financial Instruments Directive II (MiFID II) and Markets in…
What to Expect at This Year’s A-Team Group RegTech Summit (London)
Now in its eighth year, A-Team Group’s RegTech Summit (London) returns on October 3 to London at the Hilton, Canary Wharf, bringing together industry practitioners, innovators and regulators to share insights on the most pressing regulatory changes and trends shaping the future of capital markets. Prepare yourself for a full day of dynamic discussions and…
LBBW Selects Fenergo for Onboarding and Client Lifecycle Management (CLM)
Landesbank Baden-Württemberg (LBBW), Germany’s largest state bank, is implementing a cloud-based client onboarding system aimed at improving its compliance processes, based on Fenergo’s client lifecycle management platform (CLM). LBBW, with total assets of €324 billion, hopes the initiative will enhance its automation capabilities and increase operational efficiency. As part of the project, LBBW will deploy…
Novatus Secures $40 Million Growth Funding from Silversmith Capital Partners
Novatus Global, a leader in regulatory technology for financial institutions, has raised $40 million from Boston based growth equity firm Silversmith Capital Partners. This funding marks a significant step for Novatus, enabling the company to expand globally and enhance its technology amid an increasingly complex regulatory landscape. Founded in 2019 by experienced industry professionals, Novatus…
Droit Achieves Top Cloud Security Certifications, Strengthening Trust in Data Integrity
Droit, a leader in computational law and regulatory technology, has achieved the ISO/IEC 27001:2022 and ISO/IEC 27017:2015 certifications, solidifying its commitment to cloud security and data protection. These certifications, which represent the highest international standards, reassure clients amid increasing concerns over cyber threats. Droit’s latest certifications demonstrate its proactive stance on resilience, security, and data…
Sedric AI Secures $18.5 Million Series A to Revolutionize Compliance for Financial Institutions
Sedric AI, a pioneer in AI-driven compliance technology for financial institutions, has raised $18.5 million in a Series A funding round led by Foundation Capital, with participation from Amex Ventures. This investment brings Sedric’s total funding to $22 million, which will be used to expand its AI lab in Tel Aviv and strengthen its global…
DORA Standards Finalized and the Clock is Running
With fewer than five months until the EU Digital Operational Resilience Act (DORA) comes into full force, financial institutions and their Information Communications and Technology (ICT) providers must act swiftly to ensure compliance with one of the most comprehensive regulatory mandates to date. The full DORA mandates become effective on January 17, 2025, following a…
Webinar: Practical Considerations for Regulatory Change Management
As financial markets continue to evolve, regulatory change management has become an essential yet complex task for financial institutions. The challenge lies in continuously monitoring, managing, and adapting to both minor and major adjustments in regulatory obligations. This year, the pressure is particularly high with significant upgrades to EMIR Refit, MiFID II, and MiFIR, among…
SteelEye Sets Its Sights on Cross-Product Market Manipulation
Integrated surveillance provider SteelEye has launched a new feature designed to protect financial institutions against the emerging threat of cross-product market manipulation, also referred to as cross-market spoofing. The new feature, Cross-Product Detection, helps surveillance teams identify and address manipulative practices across multiple asset classes and platforms. Cross-market spoofing is an increasingly sophisticated and challenging…