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Fenergo Perpetual KYC Service Offers Operational Efficiencies, Reduced Costs and Risk
Fenergo has joined early providers of perpetual KYC services with Smart Review, a solution designed to enable financial institutions to streamline periodic KYC review processes and reduce costs through automation. Smart Review automates the continuous monitoring of client profiles for KYC compliance by identifying all changes to relevant entity data, transactions and anti-money laundering (AML)…
Sustainable Trading Adds Seven New Firms to its Membership Network
Sustainable Trading, the non-profit organisation aiming to transform environmental, social and governance (ESG) practices in the financial markets trading sector, has added seven new firms from across the trading industry to its membership network. Joining the 41 firms already participating in the industry initiative are Barclays, Liquidnet, Mizuho International, Rand Merchant Bank, Schroders, State Street…
CUBE Sets Growth Plans Following First Capital Investment Round from Bregal Milestone
CUBE, a provider of automated regulatory intelligence (ARI), has secured its first institutional capital investment from Bregal Milestone, a technology growth capital firm dedicated to investments in high-growth, market-defining technology companies. CUBE will use the undisclosed investment sum to deepen product capabilities for customers, drive further international expansion, and accelerate overall growth both organically and…
Financial Institutions Spend $1,500 to $3,000 to Complete One Client KYC Review
Financial institutions are spending millions of dollars every year inefficiently onboarding and maintaining clients, according to research from Fenergo, a provider of Know Your Customer (KYC) and Client Lifecycle Management (CLM) software solutions. A global study of over 1,000 C-level executives across corporate and institutional banks found that, on average, over half are spending between…
Recorded Webinar: Meeting the challenges of regulatory change
Regulatory change is constant, complex and challenging, calling on financial institutions to attend to details of change whether relatively minor or large scale. Recent regulatory changes include MiFID II post-trade transparency requirements, including ESMA’s increase in data continuity checks that brokers must prepare for, and trading venues must make, when reporting instrument reference and quantitative…
Russell Investments Selects ACA’s ARRMA Service to Improve Regulatory Reporting
Russell Investments has selected ACA Group’s Regulatory Reporting Monitoring and Assurance (ARRMA) service to manage its transaction reporting arrangements. The deal covers EMIR reporting and adds to ACA’s provision of MiFIR assurance reviews for Russell Investments since May 2021. The service combines technology and consulting, and will help the investment firm identify and remediate transaction…
Regulatory Data Handbook 2022/2023 – Tenth Edition
Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging…
It’s Time to Embrace Risk Profiling for Regulatory Compliance
By Richard Pike, Managing Director, KYR Solutions, MyComplianceOffice. Regulations, frameworks, policies and controls define the day-to-day of Chief Compliance Officers (CCO) and their teams in what can best be described as a world of monitoring spaghetti. At the same time, the teams also need to ensure they are keeping senior executives and the front office…
Recorded Webinar: Perpetual KYC: compliance as the source of better business
Perpetual KYC (pKYC) opens the door for financial institutions and corporations to improve customer onboarding & monitoring processes, reduce operational costs, ensure regulatory compliance, and better understand risk exposures in real time. Unlike traditional or periodic KYC, pKYC continually reviews and updates client data in near real-time providing ongoing data accuracy and accurate risk management….
A-Team Group-Partnered Publication Looks into the FinTech Crystal Ball
Charting the digitalisation of the financial industry is the beating heart of what we do at A-Team Group. And we are delighted and proud to have had the opportunity to take our messaging further, for the first time co-producing a special supplement on the Future of Finance in a major British national newspaper. The “Future…