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FIX Protocol Includes Digital Token Identifier
The Digital Token Identifier (DTI) ISO standard has been added to the Financial Information eXchange (FIX) Protocol, the industry-standard messaging protocol for electronic communication. The addition means financial institutions will be able to use the FIX Protocol to send messages with DTIs both internally and externally. The DTI standard is increasingly being used as it…
ESG Handbook 2023
The ESG Handbook 2023 edition is the essential guide to everything you need to know about ESG and how to manage requirements if you work in financial data and technology. Download your free copy to understand: What ESG Covers: The scope and definition of ESG Regulations: The evolution of global regulations, especially in the UK…
Single Rulebook Teams with Linklaters for UK/EU Regulation Comparison Service
Single Rulebook has partnered with global law firm Linklaters to launch Law Compare, an online tool that helps lawyers compare and annotate UK versions of financial services legislation alongside the equivalent EU rules to manage the divergence of once-harmonised regulation. Law Compare has been developed by Single Rulebook for Linklaters in order to support in-house…
NICE Actimize Launches AI-Based AML Transaction Monitoring Platform
NICE Actimize has launched its Suspicious Activity Monitoring (SAM-10) solution, which uses AI techniques to apply multi-layered analytics to the AML transaction monitoring process. NICE Actimize reckons the approach is able to detect more suspicious activity while reducing false positives. SAM-10 is an upgrade to NICE Actimize’s existing AML solution, and forms part of NICE Actimize’s Anti-Money…
Risks and Concerns with Generative AI – What Financial Institutions Need to Consider
By Jennifer Clarke, Head of Content, Global Relay. With use cases for AI becoming more commonplace, many compliance teams have begun to employ AI-driven tools to assist with ordinary tasks including regulatory change management and surveillance. However, as with most new technologies, as innovation around generative AI increases, various new risks and challenges emerge. Potential…
Themis Adds Supply Chain Risk Assessment Tool
Themis, a provider of anti-money laundering software, has released a supply chain risk assessment tool that allows firms to map high-risk geographies and sectors, and possible touch points of financial crime including fraud, money laundering and terrorist financing, modern slavery and human trafficking, and bribery and corruption. The risk assessment tool helps firms visualise invisible…
Market Abuse Regulation – How to Detect and Analyse Abusive Market Transactions
A clear understanding of the business, frequent risk assessments, staff training, and a suitable surveillance system are key to compliance with Market Abuse Regulation (MAR) and its equivalences. So too, are governance, board level responsibility, and a strong compliance culture across the organisation. These are just some of the findings from a recent webinar hosted…
Recorded Webinar: Market Abuse Regulation: How to Detect and Analyse Abusive Market Transactions
Market abuse is a potential problem for many financial institutions. It typically covers insider dealing, unlawful disclosure of inside information, and market manipulation, and is often difficult to detect and report in line with regulations such as Market Abuse Regulation – or MAR, and its UK equivalent. While compliance with MAR is a challenge, non-compliance…
RepRisk Makes ESG Data Accessible from Snowflake Marketplace
RepRisk’s ESG risk data is now available on Snowflake Marketplace, giving sustainable market professionals easy access to the Swiss company’s content without having to adapt their internal processes. Through Snowflake’s platform, RepRisk says customers can be assured of data security, scalability, assessment and governance. Its data is collated from sources other than corporate self-disclosures to…
ISS ESG Provides US Cyber Risks Visibility for Sustainability Investors
ESG investors are now able to monitor companies’ cyber risks through a new service provided by ISS ESG. The ISS ESG US Cyber Risk Index offers clients visibility into which corporates face the highest risk of digital intrusion based on their cyber security provisions. ISS ESG, the sustainable investment unit of Institutional Shareholder Services, said…