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RegTech Insight Webinars Countdown:

Upcoming Webinar: Proactive RegTech approaches to fighting financial crime

17 October 2023

Date: 17 October 2023
Time: 10:00am ET / 3:00pm London / 4:00pm CET
Duration: 50 minutes

Financial crime is a global problem that costs the economy trillions of dollars a year, despite best efforts by financial services firms, regulators, and governments to stem the flow. As criminals become more sophisticated in how they commit financial crime, so too must capital markets participants working to challenge criminality and secure the global financial system.

This webinar will review the nature and extent of financial crime, consider the problems it presents for capital markets participants, and detail proactive RegTech approaches and solutions that can help firms not only fight financial crime, but also ensure compliance with anti-money laundering (AML) regulations.

Register for the webinar to find out about:

  • The global scope of financial crime
  • How it effects capital markets participants
  • Technology challenges it presents
  • RegTech approaches and solutions
  • Compliance with AML regulations


Loren Schwartz Senior Director, Capital Markets Regulatory Technology
CIBC Capital Markets
Shaun Hurst Principal Regulatory Advisor
Moderator: Sarah Underwood Editor
A-Team Group

More about our speakers:

Loren Schwartz

Senior Director, Capital Markets Regulatory Technology

CIBC Capital Markets

Loren is the AML Transaction Monitoring Lead and works closely with the Enterprise AML, Compliance and Business Management groups to implement comprehensive processes, systems and controls to ensure compliance with AML, KYC and Transaction Reporting requirements across Capital Markets lines of businesses. He is an experienced and dynamic leader currently guiding Regulatory Technology in Capital Markets. Notable achievements include spearheading strategic technology initiatives and building large, high performing Agile teams. Exceptional in communication and armed with deep banking domain knowledge, Loren leads with resilience and dedication, striving to harness technology to overcome complex business challenges. Loren has an MBA in Finance from the Schulich School of Business.

Shaun Hurst

Principal Regulatory Advisor


Shaun Hurst is Smarsh’s Principal Regulatory Advisor. With over 20 years of experience in solving intricate IT issues for Financial Services Institutions, he is a specialist in Regulatory Requirements, Data Privacy, eDiscovery, Compliance, and Cloud Computing. Shaun’s 15-year tenure at one of the largest American banks gives him unparalleled insight into the challenges our customers encounter.

Interested in hosting your own webinar? Get in touch