RegTech Insight Regulatory Data The latest content from across the platform
Upcoming Webinar: Addressing conduct risk: approaches to surveillance
Date: 3 December 2024 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Conduct risk in financial services is a critical area that requires vigilant monitoring and robust surveillance mechanisms. Regulatory bodies, (FCA, FINRA and others) have tightened their scrutiny and financial institutions must adopt advanced approaches to effectively manage and mitigate…
10 Reasons to Download the Reg Data Handbook 2024 from RegTech Insight
Navigating the regulatory landscape has never been more complex. The A-Team Group Regulatory Data Handbook serves as a trusted reference source for regulatory data practitioners, offering essential information across global financial regulations, compliance timelines, and data management considerations. Rather than an exhaustive guide, this handbook provides foundational insights and convenient summaries, supporting practitioners with accessible,…
A-Team Group Names RegTech Insight – USA 2024 Award Winners
You have all voted and the results are in – A-Team Group has announced the winners of its RegTech Insight Awards – USA 2024. The awards acknowledge leading RegTech solutions, services and consultancy to capital markets participants across the USA, and the winners were named following the company’s 8th annual RegTech Summit in New York…
Arcesium Adds Regulatory Reporting Automation to Opterra Platform
Data management service provider Arcesium has launched a regulatory reporting extension to its Opterra data lifecycle management platform. The New York-based company said the new tooling enables clients to utilise data they already have to automate the collection and presentation of information required for compliance processes. The extension was created to meet growing demand for…
How Advisory Firms are Integrating AI in Compliance
Two years after ChatGPT brought Generative AI (GenAI) into the mainstream, financial institutions are still exploring how best to harness this technology within their compliance functions. While the promise of increased efficiency and enhanced accuracy is clear, many compliance teams proceed cautiously, mindful of risks related to data security, regulatory compliance, and the need for…
ESG Data Tops Executives’ 2025 Shopping Lists
Senior executives at financial institutions expect to direct the biggest boost in their data expenditure plans over the coming year towards ESG information, according to a survey that also found that high-quality data and analytics in all domains is being prioritised for growth. In its third annual Future of Finance survey, Switzerland-based exchange operator SIX also found…
Corlytics Enforcement Data Signals Elevated Compliance Risks
Regulators worldwide have ramped up enforcement actions at unprecedented levels in the latter half of this year, with historic fines and new precedents being established across the various sectors. According to the latest enforcement data from RegTech consolidator, Corlytics, the total value of enforcement penalties in the third quarter of 2024 is up by 300%…
RegTech Summit New York – Where Innovation Meets Compliance
A-Team Group’s RegTech Summit New York is back in Midtown Manhattan for its eighth year, bringing together industry practitioners, innovators and regulators to share insights into the most pressing regulatory changes and trends shaping the future of capital markets. Prepare yourself for a full day of dynamic discussions, insightful presentations, and networking where industry leaders…
Ensuring Data Integrity in Finance – A Foundation for Efficiency and Trust
By Neil Sandle, director of product management at Gresham. In today’s financial landscape, data integrity is more than a regulatory requirement — it is the backbone of efficient operations and trustworthy decision making. Ensuring that data remains accurate, consistent, and reliable throughout its lifecycle is essential for financial institutions looking to maintain operational excellence, manage…
Euronext Sees Research Growth Opportunity in Substantive Research Acquisition
Technology has redrawn how investors obtain and buy research, and for many the new landscape is forcing them to reassess their requirements and their tech spend. With more financial regulations on the horizon expected to add yet more complexity to market participants’ research operations, European stock market operator Euronext has seen an opportunity to provide…