Data Management Insight Regulatory Compliance The latest content from across the platform
Recorded Webinar: Solvency II – The Final Data Management Challenges
With the Jan 2016 deadline fast approaching, what should you be doing in the last quarter of this year to make sure your data management operations are ready?
A-Team Webinar Discusses Adoption of the Utility Model for Reference Data Management
The concept of a utility model for reference data management is beginning to turn into a reality, but views diverge on exactly how a utility should be built and the business benefits it can deliver. A recent A-Team Group webinar discussed adoption of the utility model, considering not only early solutions in the market, but…
eClerx and Comply Exchange Team Up to Offer Tax Reporting Solution
eClerx and Comply Exchange have teamed up to offer an end-to-end tax reporting solution that is designed to help financial institutions meet the requirements of regulations including the Foreign Account Tax Compliance Act (Fatca) and the OECD’s Common Reporting Standard (CRS). The partnership brings together business process outsourcing provided by Mumbai based eClerx with tax…
Solvency II Data Management Handbook
Want to get a handle on Solvency II and what it means for data management? Need to make sure you have all the bases covered for the looming January 2016 deadline? Our Solvency II Data Management Handbook is now available for free download to help you. This Handbook is the ultimate guide to all things…
Eagle Investment Systems Sets Out Growth Plans
Eagle Investment Systems, a subsidiary of BNY Mellon, is planning to build out its Access cloud technology platform with the addition of data centres hosting the solution in Europe and Asia Pacific to an existing data centre in the US. The company expects to open a European facility, most probably outside London, in June 2015…
What’s Missing from your Client Onboarding Process?
There’s now a spotlight shining on the process of client onboarding due to regulations that are driving change in what is typically a fragmented and decentralised approach. While many firms recognise that getting their onboarding house in order is essential to achieving regulatory compliance and avoiding hefty penalties, addressing those functions in isolation is not…
Final Call for Input to ESMA Study on a Messaging Protocol for Reporting under MiFIR
The European Securities and Markets Authority (ESMA) is canvassing market participants’ views on messaging protocols for transaction reporting under the Markets in Financial Investments Regulation (MiFIR) in a questionnaire with a response deadline of March 6, 2015. The questionnaire is part of a study on technical formats for MiFIR commissioned by ESMA and contracted to…
Recorded Webinar: The Data Management Challenges of Client Onboarding and KYC
A-Team Group recently held a webinar on the popular topic of The Data Management Challenges of Client Onboarding and KYC, discussing the data management challenges of client onboarding and KYC, and detailing new technology solutions that have the potential to automate and streamline onboarding and KYC processes. If you missed it, don’t worry! You can register…
Opinion – BCBS 239 Compliance: Slip Slidin’ Away?
By Jennifer L. Costley, Ph.D., Principal, Ashokan Advisors “Slip slidin’ away Slip slidin’ away You know the nearer your destination The more you’re slip slidin’ away…” – Paul Simon A couple of weeks ago, the Basel Committee on Banking Supervision (BCBS) issued their second annual progress report on the adoption of the Committee’s Principles for…
Alacra and Accuity Partner to Integrate Bankers Almanac with Alacra Compliance Enterprise
Accuity and Alacra have partnered to integrate data from Accuity’s Bankers Almanac with the Alacra Compliance Enterprise (ACE) workflow application. The partnership includes integration of Bankers Almanac’s Due Diligence Data File with ACE and is expected to increase the speed and efficiency of client onboarding. The partnership has been made in response to client requests…