RegTech Insight Regulations The latest content from across the platform
Recorded Webinar: Trade Surveillance and data capture for MiFID II compliance
Under MiFID II and MiFIR, any firm participating in electronic trading of financial instruments will need to conduct real-time monitoring of current trading activity and be able to sequentially reconstruct past trading events. No longer will capture and reporting of transaction data be enough. Firms will have to satisfy regulators’ need to see quote data,…
GoldenSource Integrates eXtremeDB to Speed Up Regulatory Response
GoldenSource has integrated its Risk Master platform with McObject’s eXtremeDB to deliver an enterprise data management (EDM) solution capable of responding to regulations demanding fast access to vast data volumes. Initial use cases of the integration include compliance with Fundamental Review of the Trading Book (FRTB) regulation and the best execution elements of Markets in…
Enterprise Data Management and Data Governance – Two sides of the same coin?
By Andrew Sexton, sales and marketing director, Curium Data Systems There is no doubt that data governance is rising up the agenda at many financial institutions, driven both by an increasing regulatory focus on good data as well as a firm’s internal focus on improving data quality and applying ‘fit for purpose’ data to key…
MiFID II Drives Widespread Market Data Operations Changes
As the largest European exchanges, along with many other European trading venues, change or update systems to be compliant with MiFID II provisions concerning best execution, firms are finding they must also update the way they interact with these exchanges and venues. Market data and automated trading order execution systems provider Redline Trading Solutions has…
IHS Markit Builds out MiFID II Product Portfolio
IHS Markit’s collaboration with Deloitte on MiFID II counterparty entity classification and terms of business repapering builds out the company’s MiFID II product portfolio, which already includes transaction reporting based on the IHS Markit enterprise data management (EDM) solution. The Deloitte collaboration follows IHS Markit’s introduction of the Outreach360 regulatory compliance communication platform last month…
IHS Markit and Deloitte Partner, Addressing MiFID II Compliance and Re-papering
Building on its launch of the Outreach360 regulatory compliance communication platform last month, information and analytics solutions provider IHS Markit has partnered with Deloitte to make the consultancy’s regulatory advisory expertise available as a managed service on the platform, according to officials of the companies. The partnership of IHS Markit and Deloitte is offering MiFID…
Recorded Webinar: Data as a Service: Realizing its Value for Data Management
Faced with substantial and rapidly changing regulatory demands, trading firms are realizing the need for agility in the way they handle data. With global regulations like MiFID II and FRTB reshaping data requirements – and the prospect of future measures introducing yet more reporting obligations – firms need to put in place data management platforms…
Listen to the Experts on MiFID II Research Unbundling
With just six months to go before the Markets in Financial Instruments Directive II (MiFID II) compliance deadline, many financial firms are struggling to pin down the research unbundling requirements of the regulation. Key challenges to implementation include measuring the value of research, establishing a pricing system and building a compliant solution. MiFID II research…
KYC/AML Innovation Waits On MiFID II
Efforts to conduct know-your-customer (KYC) and anti-money laundering (AML) operations more efficiently are more likely to begin after the financial services industry is better prepared for regulatory deadlines coming at the beginning of 2018, like MiFID II, said William Hartnett, managing director for market infrastructure investments at Citi, who spoke on a panel about the…
Recorded Webinar: MiFID II – Research Unbundling, Permissioning and Commission Sharing Arrangements
MiFID II makes sweeping changes to the investment market’s research regime, requiring unbundling and implementing new requirements around permissioning and commission sharing arrangements. This webinar will discuss data, solutions and services needed to segregate research consumption in accordance with MiFID II. It will also consider how practitioners are powering research related workflows, applications and business…