A-Team Insight Knowledge Hub RTI The latest content from across the platform
SteelEye Joins Forces with Refinitiv on RegTech Suite
SteelEye, the compliance technology and data analytics firm, has incorporated Refinitiv market data on its RegTech platform in a bid to help its clients enhance their compliance and analytics capabilities. Refinitiv provides one of the widest ranges of cross-asset data available, with 7.3 million price updates per second for over 84 million instruments and 2.5…
The Next CAT Deadline is Here – And the Error Rate is High
The interfirm linkage for the Equities Phase 2a of the Consolidated Audit Trail (CAT) went live in the US today (October 26), with firms now required to validate transaction linkages between them to ensure orders are routed correctly. One of the most important milestones of the entire CAT journey, the interfirm linkage requirements are nevertheless…
Approaches to Regulatory Trade Reporting: A Fireside Chat
This week, RegTech Insight was delighted to welcome Mark Solomon, Director of Trading & Securities Operations at Brandywine Global Investment Management, who sat down with our very own Chief of Content Andrew Delaney to discuss approaches to regulatory trade reporting and, in particular, the challenges of reporting across multiple jurisdictions for multiple regulations. Brandywine, a…
The Future of Transatlantic Regulatory Cooperation: Antony Phillipson
As the RegTech Summit Virtual 2020 fast approaches, we are so pleased to welcome Antony Phillipson, Her Majesty’s Trade Commissioner for North America and Consul General in New York on Day Three (November 18) for a special Keynote speech and Q&A to discuss a possible Brexit UK-US FTA and outline the future of transatlantic regulatory…
Recorded Webinar: How to run effective client onboarding and KYC processes
Increasing cost, complexity and regulatory change continue to challenge firms implementing client onboarding and Know Your Customer (KYC) systems. With an effective strategy and a clearly defined pathway, it’s possible to gain a valuable competitive advantage whilst meeting those all-important compliance requirements. But how to get there? With a myriad of different options out there…
Recorded Webinar: Moving Regulatory Data to the Cloud: A Use Case Discussion
Migrating risk and regulatory reporting data to the cloud is turning out to be one of the hottest trends for 2020 – but not everyone is getting it right, and there are pitfalls to be avoided as well positive outcomes to be achieved. Especially in today’s remote working world, financial firms are facing the challenge…
Shield Launches New Solution to Detect Market Abuse
Specialist RegTech provider Shield has launched a new solution that combines its Insider Trading and Information Handling models. The enhanced platform, INSIDERS, is designed to meet the growing market demand for improved surveillance to accompany increased remote working in the new post-Covid normal. Firms are coming under unprecedented pressure to monitor all relevant communication channels, whilst…
Buy-and-Build Pioneer Thoma Bravo to Acquire AxiomSL
As we suggested a few weeks ago, AxiomSL was indeed up for sale – and it looks like Chicago-based private equity firm Thoma Bravo has won the race, with news this week that the firm has agreed to acquire a controlling interest in AxiomSL for an undisclosed sum. The deal is expected to close by the end…
Calling All Start-Ups: Do You Have What It Takes?
There’s only a month to go until the RegTech Summit Virtual 2020 kicks off, and with a brand new livestreaming format this year to showcase five days of intensive, cutting edge discussions around the most compelling issues facing the RegTech Industry today, we’re expecting our biggest audience yet. And we want you to be a…
A-Team Group Releases Regulatory Data Handbook 2020/2021
A-Team Group releases the eighth edition of its ‘best read’ publication, the Regulatory Data Handbook, today. The handbook is a ‘must have’ for capital markets participants, is free of charge, and profiles every regulation that impacts capital markets’ data management practices. Linda Coffman, executive vice president at The SmartStream Reference Data Utility, leads the handbook…