A-Team Insight Knowledge Hub RTI The latest content from across the platform
FCA Survey Reveals Gaps in Governance and Policy on Non-Financial Misconduct
The U.K. Financial Conduct Authority’s (FCA’s) – Culture and non-financial misconduct survey – highlights challenges, gaps, and key trends in how firms detect, address, and prevent incidents of bullying, harassment, discrimination, and other forms of non-financial misconduct (NFM). Regulators are recognising the negative effects on workplace culture, compliance, and overall trust from these behaviours. The…
Interoperability and Innovation: Building a Unified Defence Against Global Fraud
By Josh Vowles-Dent, Business Strategy and Partnerships Manager, ComplyCube. The global regulatory landscape has become far more demanding over the past few years, leaving firms vulnerable to the costly penalties and reputational damage that come with non-compliance. Regulations have become increasingly complex as a result of the dynamic nature of fraud and its fast-paced evolution….
Ensuring Data Integrity in Finance – A Foundation for Efficiency and Trust
By Neil Sandle, director of product management at Gresham. In today’s financial landscape, data integrity is more than a regulatory requirement — it is the backbone of efficient operations and trustworthy decision making. Ensuring that data remains accurate, consistent, and reliable throughout its lifecycle is essential for financial institutions looking to maintain operational excellence, manage…
Euronext Sees Research Growth Opportunity in Substantive Research Acquisition
Technology has redrawn how investors obtain and buy research, and for many the new landscape is forcing them to reassess their requirements and their tech spend. With more financial regulations on the horizon expected to add yet more complexity to market participants’ research operations, European stock market operator Euronext has seen an opportunity to provide…
Saifr Sponsored Webinar Targets Effective Due Diligence for Financial Crime Risk
In a world where regulations shift as rapidly as the tactics of those who seek to undermine them, staying still is not an option. This reality check and its implications was the focal point of a recent RegTech Insight webinar hosted by A-Team Group and sponsored by Saifr that brought together a panel of industry…
FinScan Boosts pKYC with Identity Validation, Adverse Media Screening and Risk Scoring
Innovative Systems’ FinScan AML Compliance solution has rolled out new perpetual KYC (pKYC) capabilities to bolster financial institutions’ ability manage evolving regulatory challenges and combat financial crime. The new enhancements include identity document validation, adverse media screening, and dynamic risk scoring, providing a more proactive approach to managing customer risk in a fast-changing environment. “The…
Enhancing our National Asset: Maximising the Value of Data Collections Across the Financial Sector
The Bank of England is working to transform how we collect, use, and share our data, to maximise its value. Key to this is transforming statistical productions and working with the FCA, international regulators and industry to transform data collections. This work facilitates the international competitiveness of the UK economy and its medium- to long-term…
FinCEN’s Final Rule Puts the Buy-Side on Notice – AML/CFT Compliance by Jan ‘26
The US Financial Crimes Enforcement Network’s (FinCEN) long-anticipated final rule on Anti-Money Laundering (AML) and Countering the Financing of Terrorism (CFT) – issued in August – closes a significant regulatory gap that previously allowed certain advisers to operate with limited oversight. This made them potential targets for exploitation by illicit actors, including money launderers and…
RegTech Summit London Delivered the Goods – Here’s What You Missed
By Reena Raichura, Founder of Finergise, Senior Fintech and Capital Markets Executive, FTSE 250 NED. As a strategic advisor, NED and capital markets SME, as well as keeping on top of all the cool technology and innovation that’s out there, I like to keep updated with the latest regulatory and compliance changes, so I was…
FSB Study Puts the Spotlight on NBFI Shadow Banking Risk
By Wenzhe Sheng, Senior Product Manager of Regulatory Tech at Clearwater Analytics. The Financial Stability Board (FSB), the global sentinel of financial stability, recently released findings that have likely sent ripples of unease through insurers, pension funds and asset managers. According to the study, these firms now face the unsettling prospect of being labelled as…