RegTech Insight Governance The latest content from across the platform
Recorded Webinar: Data as a Service: Realizing its Value for Data Management
Faced with substantial and rapidly changing regulatory demands, trading firms are realizing the need for agility in the way they handle data. With global regulations like MiFID II and FRTB reshaping data requirements – and the prospect of future measures introducing yet more reporting obligations – firms need to put in place data management platforms…
How to Get Data Lineage Right for Regulatory Compliance and Change
Data lineage for regulatory compliance continues to be a challenge, with financial institutions citing problems including managing lineage across multiple systems and new and changing regulatory requirements during a recent A-Team Group webinar on tracking data lineage for regulatory compliance and change. If these are the challenges, a poll of the webinar audience showed that…
IFRS 9 Data Management: The Convergence of Finance and Risk
By Brian Sentance, CEO, Xenomorph The siloed delivery of data and technology has evolved quite naturally in most financial institutions. Whether the split lies across business units, geographic boundaries, asset classes or job functions – the complexity of most large organisations has led different teams to pursue their own unique requirements and procurement decisions regarding…
Recorded Webinar: Tracking data lineage for regulatory compliance and change
The benefits of successful data lineage are significant, allowing financial firms to gain a better understanding of their applications and data, switch off unnecessary systems and data feeds, save costs, and support the business with the right data at the right time. The webinar will consider the complexities of tracking data lineage for regulatory compliance…
The Emergence of RegTech
By: JR Lowry, EMEA head of State Street Global Exchange As 2017 unfolds, we continue to be in the midst of a period of momentous change in financial services, with the evolution of technology teetering on the edge of radically reshaping the entire industry. The period of hype surrounding the term ‘big data’ has given…
MiFID II Review Shows Slow Progress and Ongoing Reporting Challenges
With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just six months away, we called on some industry experts to share their views on how implementation is going, the toughest challenges of the regulation, and which workflows need to be prioritised to hit the 3 January 2018 deadline date. Among the…
Recorded Webinar: Are you ready for General Data Protection Regulation (GDPR)?
The data management challenges of General Data Protection Regulation (GDPR) are significant and must be tackled soon to ensure compliance in just over a year on 25 May 2018. The regulation makes many extensions to existing European data privacy rules, adds new obligations and pitches fines for non-compliance at up to 4% of turnover. Listen…
Recorded Webinar: Get to grips with FRTB data and data management requirements
The Fundamental Review of the Trading Book (FRTB) sets out a revised market risk framework and proposals to improve capital requirements. Although the regulation’s compliance deadline is 18 months away and some details have yet to be finalised, financial institutions need to be preparing now as FRTB is complex, presents significant data management challenges and…
Recorded Webinar: Learning from MiFID II for CAT reporting and data management
Compliance with the SEC’s Consolidated Audit Trail (CAT) regulation is just over 18 months away, meaning broker dealers within the scope of the regulation need to get started on their response. Like Markets in Financial Instruments Directive II (MiFID II), CAT reporting presents significant – and similar – data management challenges, particularly around customer, account…
The Regulatory Stick and Beneficial Carrot of Data Governance
If the stick behind data governance is regulatory compliance, the carrot is business and operational benefit stretching to revenue creation, reduced expenditure, better customer satisfaction and improved data to solve business problems. The challenges and opportunities of data governance were discussed during this week’s A-Team Group webinar, A Step-by-Step Guide to Implementing a Data Governance…