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Semarchy Releases Update to Pioneering xDM Platform
Intelligent Data HubTM provider Semarchy in September announced the release of xDM 5.1, the newest version of its pioneering data management platform. The Semarchy xDM platform solves for enterprise Master Data Management (MDM), Application Data Management (ADM), and Collaborative Data Governance challenges at some of the most well-known brands across the US and Europe. The…
Shield Launches New SME-Focused Compliance Hub
As first reported by RegTech Insight at the start of September, specialist RegTech provider Shield has officially launched a version of its flagship eComms compliance platform specifically targeting small and medium-sized businesses. With warning signs that the focus of the regulator towards smaller firms has changed, a more rigorous approach to enforcement could be on…
Recorded Webinar: Client Experience and Onboarding For Transfer Agents: How to ensure you deliver a seamless client experience and differentiate your services
Clients expect you to seamlessly deliver a range of transfer services. They expect you to delight their investors and ensure you have a robust onboarding and compliance process in place. They also want you to help them ensure they comply with shareholding obligations and corporate actions. With digital expectations becoming ever higher, how will you…
LIBOR Change Requirements Mean Major Data Challenges for Financial Firms – Are You Ready?
With the London Interbank Offered Rate (LIBOR) ceasing to exist at midnight January 1, 2022, financial services firms around the world are faced with an enormous data management challenge. LIBOR, and the interest rate curves built off of it, are used within a wide variety of financial instruments and products, including derivatives, loans, and bonds….
Sensiple Partners with TNS to Bring its MiFID II Compliance Solution to Frankfurt’s FR2
New Jersey-based banking technology specialist Sensiple Inc has partnered with communications giant Transaction Network Services (TNS) to bring its global analytical platform Setrega to the FR2 data centre in Frankfurt, further boosting the city’s reputation as a connectivity hub. Over the next five years Sensiple anticipates Europe to be one of its biggest growth areas…
International Compliance – A New Era for SMCR
By Andrew Shrimpton, Executive Chairman of Compliance Consulting at IQ-EQ With great power comes great responsibility. Yes; but in the era of SMCR, heads of compliance have found out that even a medium amount of power now comes with an almost unpalatable amount of personal accountability – and legal jeopardy. In many cases, this has…
98% of Firms Not Ready for SM&CR, Finds ACA Compliance
Less than 2% of affected firms have completed sufficient preparation for the FCA’s upcoming Senior Managers and Certification Regime (SM&CR) while only 2% of employees have sufficient awareness of the new rules and their implications across the organisation, according to a new survey from ACA Compliance. The new regulation is due to come into force…
Exiger Wins SMBC Business with AI Tool
Sumitomo Mitsui Banking Corporation Europe has confirmed an agreement with London-based governance, risk and compliance (GRC) solutions provider Exiger to utilise its artificial intelligence (AI)-powered KYC onboarding technology, DDIQ, to drive its KYC programme in the EMEA region. The bank selected Exiger following a detailed evaluation process, and deploy the solution throughout its client onboarding…
Collibra Looks to the Future with New Privacy & Risk Product
US-based data intelligence specialist Collibra in July built out its data platform with the launch of Collibra Privacy & Risk, a new enterprise-grade product designed to help organizations manage personal data assets and future-proof against further regulatory developments in today’s changing climate. The new product expands the firm’s regulatory coverage, with modules covering the California…
KRM22 Adds SMCR Applications to Global Platform
Software investment firm KRM22 has added additional SMCR applications to its Global Risk Platform, including a partnership agreement with London-based ‘digital intelligence’ specialist Neotas to distribute and support its enhanced due diligence application. The partnership follows recent agreements to distribute Trailight’s Individual Accountability Regime application which addresses the governance requirements of SMCR, and Entrima’s SMCR…