RegTech Insight Webinars Countdown:

Upcoming Webinar: The Transformation of Buy-Side Market Surveillance

9 July 2020

Date: 9 July 2020
Time: 10:00am ET / 3:00pm London / 4:00pm CET

Asset managers, hedge funds, insurance firms, and other buy-side firms globally are becoming more active in their approach to market surveillance, as regulatory pressure to up their game mounts. Buy-side firms are now building out their surveillance infrastructure as they seek to respond to the requirements posed by Dodd-Frank, MiFID II and the Market Abuse Directive/Regulation (MAD/MAR).

Unlike larger sell-side firms, whose complexity created challenges for those seeking to implement a holistic approach to market surveillance, many investment management firms are essentially ‘green field sites’, with little or no existing surveillance infrastructure and simpler organisational structures. This, combined with the broad acceptance of cloud and SaaS technology delivery models, has made it more straightforward for buy-side firms to put in place state-of-the-art surveillance platforms that meet their needs in the face of more rigorous regulatory scrutiny.

This webinar looks at current drivers for change in the buy-side market surveillance space, and discusses how firms are responding. It looks at the requirement, and offers guidance on best practices with respect to establishing a holistic market surveillance infrastructure.


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