Compliance.ai has launched Premium Content, a new offering to help compliance professionals keep up with banking and financial regulations. The service provides users with access to contextualized regulatory subscription content including legal interpretations of regulations, publications from law firms, compliance manuals, guidance from content publishers and industry experts, online compliance training as well as subscription based content relevant to banks and financial institutions. It also offers a curated listing of providers from law firms, advisory services and content publishers; and plans to correlate with tasks and workflows soon after launch.
A-Team Insight Briefs
While data management has been very much an in-house function for many asset managers, recent analysis pinpoints accelerators that can help buy-side firms adopt Data-as-a-Service (DaaS) to help them gain competitive edge. The analysis, commissioned by SimCorp Gain, discusses the accelerators and obstacles of adopting DaaS. It also highlights the significant cost benefits and efficiencies...
Between October 2018 and December 2019, regulators across the US, Europe, APAC and the Middle East have levied over $10 billion in financial penalties against financial institutions for AML/KYC and sanctions-related violations and a further $82.7 million for data privacy and MiFID violations, according to Fenergo’s latest analysis of global regulatory fines for AML, KYC,...
The TradingTech Summit in London brings together European senior-level decision makers in trading technology, electronic execution and trading architecture to discuss how firms can use high performance technologies to optimise trading in the new regulatory environment.
Client onboarding is central to the success of banks, yet it continues to present challenges and the benefits of getting it right are difficult to achieve. The challenges arise from siloed systems, manual processes and poor entity data quality. The potential benefits of successful implementation include excellent client experience, improved client acquisition and loyalty, new business opportunities, reductions in costs, competitive advantage, and confidence in compliance.