RegTech Insight Blogs The latest content from across the platform
RiskFirst Builds Business in US with PFaroe Risk Analytics Platform
RiskFirst, a UK-based risk analytics provider, is building out its business in the US with the support of partner Winklevoss Technologies and early client wins with its PFaroe real-time, web-based valuation, analytics and reporting platform at Rocaton Investment Advisors and Nuveen Asset Management. The company, formerly known as PensionsFirst, introduced PFaroe in the UK market…
Corvil Giga Platform Delivers Real-Time Operational Intelligence and Big Data Integration
Corvil has added streaming analytics, big data adapters, auto data discovery and more to its network performance monitoring solution to deliver a streaming analytics platform designed for real-time operational intelligence and big data integration. The Corvil Giga release – which will be followed by Tera and Peta releases supporting greater data volumes within the next…
Opinion: Regulatory Reporting – an Opportunity, Not a Burden
By Melvin Jayawardana, European Market Manager, Confluence As the Alternative Investment Fund Managers Directive (AIFMD) comes into effect today, 22 July, 2014, European fund administrators and fund managers face big challenges getting up to speed on the full ramifications of the directive and the scope of work it will require in their middle- and back-office…
Fonetic and Tango Team to Deliver Dodd-Frank Compliant Voice Recording and Speech Analytics Solution
Fonetic, a provider of voice recognition and linguistics analytics, has set up a partnership with Tango Networks, a provider of business mobility services, to offer a mobile voice recording and speech analytics system designed to help financial institutions meet voice compliance requirements on the trading floor. The solution is a server software overlay that can…
Interactive Data’s Stephan Wolf is Named as CEO of the Global LEI Foundation
Stephan Wolf, chief technology officer and member of the executive board at Interactive Data Managed Solutions AG has been named as the CEO of the Global Legal Entity Identifier Foundation (GLEIF) that was established in June 2014 and will oversee the development and operation of the Central Operating Unit of the Global LEI System. The…
Chair of LEI Foundation Details Final Push to Complete Global LEI System
The formation of the Global Legal Entity Identifier Foundation (GLEIF) and the first meeting of its board of directors late last month signal a final push towards completion of the Global LEI System (GLEIS). A CEO for the foundation is expected to be appointed in October and will manage the Central Operating Unit (COU) of…
BlueBay Asset Management Selects Confluence Hosted Services for Regulatory Reporting
BlueBay Asset Management has selected Confluence to support its automated regulatory reporting following a competitive selection process and on the basis of the company’s ability to meet both immediate and future regulatory reporting requirements. BlueBay, a manager of fixed income and alternative investment products, will initially use Confluence’s Unity NXT hosted services for AIFMD, Form…
Six Bidders Shortlisted to Build the US Consolidated Audit Trail
The Consolidated Audit Trail (CAT) first proposed by the US Securities and Exchange Commission (SEC) back in 2010 has come a step closer to reality with the selection of six bids from a list of 10 RFP responses that were submitted to build and maintain the audit trail. The six bids still in the running…
A-Team Group Webinar Offers Insight into Improving Data Contributions
Data contributions to financial benchmarks have been a cause for concern since the Libor scandal emerged in 2012, yet despite heavy fines imposed on banks that manipulated the rate, only now are efforts to improve the situation being made in earnest. Addressing the issues of data contributions to the market, an A-Team Group webinar entitled…
Atlas ATS Deploys Strevus Compliance Solution to Support Digital Currency Exchange
Atlas ATS, a New York based cryptocurrency trading exchange, has deployed a Strevus hosted solution to ensure that its institutional customers achieve Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance as required under the US Bank Secrecy Act. The exchange is up and running with the Strevus compliance lifecycle management solution in New York…