RegTech Insight Blogs The latest content from across the platform
Industry Doubts Urgency Of US CFTC’s Reg AT
The industry’s sense of urgency concerning Reg AT is dropping, because little action is expected to put its rules in effect in the US following the May 1 ending of the comment period on the regulation. Reg AT, the US Commodity Futures Trading Commission’s Regulation Automated Trading, contains risk and transparency provisions for automated trading….
Santander Picks Opus Platform To Ensure Compliance
Santander UK has deployed the Hiperos 3PM third-party risk management platform from Opus, a London-based compliance solutions provider, to ensure the bank’s compliance with UK Financial Conduct Authority (FCA) guidelines, according to Ben Gould, managing director of EMEA & APAC at Opus. “Santander executives were interested in becoming fully compliant with FCA guidelines for managing…
Fixed-Income Trading Operations Catch Up
Fixed-income trading operations may be as much as 15 years behind equities trading operations, but they are catching up quickly, according to executives in the field who spoke at the FIX Trading Community’s Americas Trading Briefing in New York on April 26. “All the advancements in technology, the transfer of information and the execution of…
‘Multi-Genre Analytics’ Emerges For Pre-Trade Assessments
Data analytics provider Teradata has developed a new type of algorithmic analytics applicable to securities trading information, called “multi-genre analytics.” Teradata developed the service in response to firms seeing predictive models as a cost they get stuck with when those models are needed for certain kinds of trades, says Sri Raghavan, global product marketing manager….
The Regulatory Stick and Beneficial Carrot of Data Governance
If the stick behind data governance is regulatory compliance, the carrot is business and operational benefit stretching to revenue creation, reduced expenditure, better customer satisfaction and improved data to solve business problems. The challenges and opportunities of data governance were discussed during this week’s A-Team Group webinar, A Step-by-Step Guide to Implementing a Data Governance…
Misato Takes Disruptive Technology Approach to Enterprise Data Management
Misato is addressing financial institutions’ enterprise data management (EDM) challenges with a disruptive approach based on open source high-performance data bus technologies. The company’s Data Hub moves away from traditional data warehouse and extract, transform and load (ETL) solutions to focus on how data is consumed by applications. Working backwards, the hub can then reduce…
Data Management Industry Weathers the Political Storm
Capital markets in the US and Europe are fraught with uncertainty following the election of President Trump in the US and the start of the Brexit process in the UK, but what material effects will these changes have on data management and will they present more opportunities than threats? The regulatory landscape in uncertain times…
Technology Catches Up To Regulators’ Monitoring Demands
Conducting a simple real-time statistical analysis of financial market activity does not necessarily require “sophisticated AI or machine learning,” says Guy Warren, CEO of ITRS, an application performance management and big data analytics provider. The purpose of conducting such an analysis is to determine when a circuit breaker kicks in to catch and stop algorithmic…
GLEIF Eases LEI Acquisition as Identifier Passes the Half Million Mark
The Legal Entity Identifier (LEI) has passed the half million mark, the Global LEI Foundation (GLEIF) is encouraging the creation of registration agents that will help firms get LEIs, and plans are on the board for mapping services that will link SWIFT BICS and Association of National Numbering Agency (ANNA) ISINs to the identifier. Will…
Trax Sees UK Approval For MiFID II Reporting As First Step In Europe
The UK Financial Conduct Authority’s (FCA) approval of the approved reporting mechanism (ARM) provided by market data, trade matching and regulatory reporting services company Trax is the first domino in a line that its makers hope will run through European countries by the time MiFID II takes effect in January. As an ARM, Trax has…