About a-team Marketing Services

A-Team Insight Blogs

NICE Actimize ARCHIVE-X Offers Single Source Regulatory Record Keeping

Subscribe to our newsletter

NICE Actimize has released ARCHIVE-X, a cloud-based, all communications archiving and records management solution that provides buy-side, sell-side and online trading platforms with one solution to support regulatory requirements for communications archiving and records management. The aim is to help financial institutions achieve more robust records lifecycle management and reduce compliance risk by archiving all communications securely in the NICE Compliance Cloud.

ARCHIVE-X is open and agnostic, allowing it to capture any communications and related data a financial institution needs to store for regulatory or other purposes. It can ingest captured communications from NICE’s NTR-X compliance recording solution and other data sources. It can store and manage more than 100 different regulated employee communication types, eliminates data silos and supports many existing communication platforms. The solution works directly with NICE Actimize’s SURVEIL-X surveillance solution and integrates with third-party solutions.

“Communication archiving and retention remains a serious challenge,” says Chris Wooten, executive vice president at NICE. “Global regulators have issued massive fines at record levels for failures by financial firms and their employees to maintain and preserve required communication records. ARCHIVE-X can assist in managing this data securely and effectively while protecting both the institution and investors from recordkeeping lapses.”

ARCHIVE-X provides high levels of security using advanced data encryption, WORM-compliant archiving, SOC-audited data centers and 24/7 monitoring for security threats. As a cloud-based SaaS solution, it offers flexibility, scalability and cost effectiveness, and can scale to support archiving of 6+ terabytes of data on a daily basis.

Subscribe to our newsletter

Related content


Recorded Webinar: Potential and pitfalls of large language models and generative AI apps

Large language models (LLMs) and Generative AI applications are a hot topic in financial services, with vendors offering solutions, financial institutions adopting the technologies, and sceptics questioning their outcomes. That said, they are here to stay, and it may be that early adopters of Generative AI apps could gain not only operational benefits, but also...


Top 19 e-Comms Surveillance Providers 2024

Earlier this month, the Securities and Exchange Commission announced charges against a registered investment adviser for widespread and longstanding failures to maintain and preserve certain electronic communications; the matter was settled for $6.5 million. This case is notable because it is the first time the SEC has brought charges against an RIA with no ties...


Buy AND Build: The Future of Capital Markets Technology, London

Buy AND Build: The Future of Capital Markets Technology London on September 19th at Marriott Hotel Canary Wharf London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.


Regulatory Data Handbook 2023 – Eleventh Edition

Welcome to the eleventh edition of A-Team Group’s Regulatory Data Handbook, a popular publication that covers new regulations in capital markets, tracks regulatory change, and provides advice on the data, data management and implementation requirements of more than 30 regulations across UK, European, US and Asia-Pacific capital markets. This edition of the handbook includes new...