About a-team Marketing Services

A-Team Insight Blogs

Best Practice Approaches to Trade Surveillance for Market Abuse

Subscribe to our newsletter

Market abuse is a problem, a very big problem for financial institutions that fall on the wrong side of regulation. Penalties include eye-watering fines, reputational damage and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours, a lack of trust and the potential need for significant new investment in prevention.

These problems will be addressed in an upcoming A-Team Group webinar, Best practice approaches to trade surveillance for market abuse, that will discuss market abuse of different types, including insider trading and market manipulation, and offer practical guidance on how to take a proactive approach to detecting and preventing potential abuses using trade surveillance tools and technologies.

The webinar will also review market abuse regulation and offer financial institutions help on how best they can keep this kind of crime in check, gain the benefits of getting it right and avoid the penalties of getting it wrong.

Join me, Sarah Underwood, an editor at A-Team Group, on 5 March 2024 for a detailed discussion on approaches to trade surveillance for market abuse. Leading the conversation will be industry experts Yasmine Li, head of surveillance EMEA at Macquarie Group; Jamie Bell, head of secondary market oversight at the Financial Conduct Authority (FCA); and Dermot Harriss, senior vice president, regulatory solutions at OneTick.

Don’t miss it, register here to take part in the webinar and put your questions on trade surveillance to the experts.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The emerging structure of the institutional digital assets market

As interest in trading digital assets continues to increase among institutional investors, so too does the need to focus on market structure, regulation and trading solutions. For financial institutions that get it right the rewards will be significant, but it is not necessarily easy and the challenges are many. This webinar will consider how digital...

BLOG

SteelEye Introduces Compliance CoPilot to Enhance Communication Surveillance

Following its integration of ChatGPT 4 into its compliance platform earlier this year, surveillance solutions vendor Steeleye has launched the Compliance CoPilot, an AI-driven compliance tool that harnesses the power of advanced Large Language Models (LLMs) to streamline the communication surveillance alert review process. As regulatory bodies worldwide continue to impose fines on investment banks...

EVENT

RegTech Summit New York

Now in its 8th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Regulatory Data Handbook 2023 – Eleventh Edition

Welcome to the eleventh edition of A-Team Group’s Regulatory Data Handbook, a popular publication that covers new regulations in capital markets, tracks regulatory change, and provides advice on the data, data management and implementation requirements of more than 30 regulations across UK, European, US and Asia-Pacific capital markets. This edition of the handbook includes new...