About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Returns to New York with Acclaimed RegTech Summit – Don’t Miss It!

Subscribe to our newsletter

Don’t miss it! A-Team Group is back in New York on 16 November 2022 with its sixth RegTech Summit. The event will be packed with keynotes, presentations and panel sessions hosted by industry leaders and joined by regulators, leading RegTech practitioners, product innovators, and regulatory related organisations.

The Summit will be followed by this year’s A-Team Group RegTech Insight Awards USA, which will be presented during a drinks reception joined by conference participants as well as potential award winners.

Haimera Workie, Vice President and Head of Financial Innovation at FINRA will lead the event with a keynote covering the organisation’s perspective on RegTech. Taking a practical approach to regulatory reporting, Emma Kalliomaki, Managing Director at ANNA and the Derivatives Services Bureau (DSB), will review the Unique Product Identifier (UPI) and present how best to implement the identifier to meet emerging global regulatory mandates.

Panel sessions

The Summit panel sessions will cover pretty much everything you need to know about regulatory change, effective responses and useful RegTech solutions. An early session will look at the future of risk, compliance and RegTech from a practitioner and regulator perspective. Digging deeper, a second panel will discuss how to adopt a holistic approach to regulatory change management and the journey from cost to opportunity. Another will discuss how to ease the burden of regulatory reporting through digitisation.

Addressing the hot topic of the CFTC rewrite, a panel of practitioners and regulators will take a deep dive into trade reporting requirements as the regulator moves on in early December from CFTC 1.0 to CFTC 2.0. Up for discussion are the challenges of CFTC 2.0 for financial institutions, approaches to compliance, useful RegTech solutions, and how the SEC is responding to changes at the CFTC.

Also on the agenda are responsible use of AI, trade and communications surveillance, and how to effectively navigate AML and financial crime compliance processes using RegTech.

With so many opportunities for RegTech to support compliance and add value, now is the time to invest for the future. Join A-Team’s RegTech Summit New York to find out how to advance your RegTech strategy, where to innovate, and how you can deliver value for the business.

See you there – Wednesday 16 November 2022, Convene, 237 Park Avenue, New York.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

6 November 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results — and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and...

BLOG

Addressing Financial Crime and AML with RegTech: Insights from the RegTech Summit 2024

Since the Bank Secrecy Act (BSA) was enacted 54 years ago to prevent and detect money laundering and terrorist financing, the compliance obligation has evolved from a basic reporting requirement into a highly complex and continually evolving anti-money laundering (AML) regime. An expert panel at A-Team Group’s RegTech Summit (NYC) in November convened to evaluate...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...