About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases Regulatory Data Handbook 2020/2021

Subscribe to our newsletter

A-Team Group releases the eighth edition of its ‘best read’ publication, the Regulatory Data Handbook, today. The handbook is a ‘must have’ for capital markets participants, is free of charge, and profiles every regulation that impacts capital markets’ data management practices.

Linda Coffman, executive vice president at The SmartStream Reference Data Utility, leads the handbook with a foreword reviewing the pace of regulatory change, despite the impact of the coronavirus pandemic, and looking ahead to collaboration and data standardisation across capital markets that should ultimately allow firms to decrease resource allocation to regulation and lower the cost of compliance.

Highlights of the Regulatory Data Handbook 2020/2021 include:

  • A detailed overview of each regulation with key dates, data and data management implications, links to original regulatory text and other useful publications
  • A review of the impact of coronavirus on regulatory requirements and deadlines
  • Notes on expected changes to regulations in the UK regulatory regime post-Brexit
  • Vendor solutions providing efficient regulatory compliance (but also see our Retch Suppliers Guide for a more detailed review of the vendor landscape)
  • An outlook for the regulatory landscape driven by collaboration and technology

New regulations detailed in the handbook include Central Securities Depositories Regulation (CSDR), Investment Firms Directive and Regulation (IFD/IFR), Securities Financing Transactions Regulation (SFTR), and emerging environmental, social and governance (ESG) regulations.

Regulatory changes focus on amendments and clarifications to existing regulations, as well as sizeable updates of anti-money laundering rules, the Basel regulatory framework, and the shareholder rights directive.

You can download the Regulatory Data Handbook here and register to join our forthcoming RegTech Summit Virtual here.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Are you making the most of the business-critical structured data stored in your mainframes?

Fewer than 30% of companies think that they can fully tap into their mainframe data even though complete, accurate and real-time data is key to business decision-making, compliance, modernisation and innovation. For many in financial markets, integrating data across the enterprise and making it available and actionable to everyone who needs it is extremely difficult....

BLOG

Regulators Stay Tough: Why Surveillance Matters in 2025

By Paul Cottee, Director, Regulatory Compliance, NICE Actimize. A common question has arisen in recent conversations and at conferences. Now that major U.S. regulators have new leaders and enforcement heads in place, will enforcement actions slow down both in the United States and around the world? In other words, can financial institutions ease surveillance efforts? ...

EVENT

AI in Data Management Summit New York City

Following the success of the 15th Data Management Summit NYC, A-Team Group are excited to announce our new event: AI in Data Management Summit NYC!

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...