About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases Regulatory Data Handbook 2020/2021

Subscribe to our newsletter

A-Team Group releases the eighth edition of its ‘best read’ publication, the Regulatory Data Handbook, today. The handbook is a ‘must have’ for capital markets participants, is free of charge, and profiles every regulation that impacts capital markets’ data management practices.

Linda Coffman, executive vice president at The SmartStream Reference Data Utility, leads the handbook with a foreword reviewing the pace of regulatory change, despite the impact of the coronavirus pandemic, and looking ahead to collaboration and data standardisation across capital markets that should ultimately allow firms to decrease resource allocation to regulation and lower the cost of compliance.

Highlights of the Regulatory Data Handbook 2020/2021 include:

  • A detailed overview of each regulation with key dates, data and data management implications, links to original regulatory text and other useful publications
  • A review of the impact of coronavirus on regulatory requirements and deadlines
  • Notes on expected changes to regulations in the UK regulatory regime post-Brexit
  • Vendor solutions providing efficient regulatory compliance (but also see our Retch Suppliers Guide for a more detailed review of the vendor landscape)
  • An outlook for the regulatory landscape driven by collaboration and technology

New regulations detailed in the handbook include Central Securities Depositories Regulation (CSDR), Investment Firms Directive and Regulation (IFD/IFR), Securities Financing Transactions Regulation (SFTR), and emerging environmental, social and governance (ESG) regulations.

Regulatory changes focus on amendments and clarifications to existing regulations, as well as sizeable updates of anti-money laundering rules, the Basel regulatory framework, and the shareholder rights directive.

You can download the Regulatory Data Handbook here and register to join our forthcoming RegTech Summit Virtual here.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

BLOG

15 Regulatory Transaction Reporting Leaders, Europe – (2026 Edition)

Transaction reporting in Europe is no longer a question of meeting submission deadlines – it is a question of evidencing control. Core regimes such as MiFIR and EMIR have been in force for several years, but supervisory focus has shifted decisively from completeness toward data quality, reconciliation, and traceability. The EMIR Refit go-live in April...

EVENT

Eagle Alpha Alternative Data Conference, London, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Entity Data Management Handbook – Fourth Edition

Welcome to the fourth edition of A-Team Group’s Entity Data Management Handbook sponsored by entity data specialist Bureau van Dijk, a Moody’s Analytics company. As entity data takes a central role in business strategies dedicated to making the customer experience markedly better, this handbook delves into the detail of everything you need to do to...