About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Releases Regulatory Data Handbook 2020/2021

Subscribe to our newsletter

A-Team Group releases the eighth edition of its ‘best read’ publication, the Regulatory Data Handbook, today. The handbook is a ‘must have’ for capital markets participants, is free of charge, and profiles every regulation that impacts capital markets’ data management practices.

Linda Coffman, executive vice president at The SmartStream Reference Data Utility, leads the handbook with a foreword reviewing the pace of regulatory change, despite the impact of the coronavirus pandemic, and looking ahead to collaboration and data standardisation across capital markets that should ultimately allow firms to decrease resource allocation to regulation and lower the cost of compliance.

Highlights of the Regulatory Data Handbook 2020/2021 include:

  • A detailed overview of each regulation with key dates, data and data management implications, links to original regulatory text and other useful publications
  • A review of the impact of coronavirus on regulatory requirements and deadlines
  • Notes on expected changes to regulations in the UK regulatory regime post-Brexit
  • Vendor solutions providing efficient regulatory compliance (but also see our Retch Suppliers Guide for a more detailed review of the vendor landscape)
  • An outlook for the regulatory landscape driven by collaboration and technology

New regulations detailed in the handbook include Central Securities Depositories Regulation (CSDR), Investment Firms Directive and Regulation (IFD/IFR), Securities Financing Transactions Regulation (SFTR), and emerging environmental, social and governance (ESG) regulations.

Regulatory changes focus on amendments and clarifications to existing regulations, as well as sizeable updates of anti-money laundering rules, the Basel regulatory framework, and the shareholder rights directive.

You can download the Regulatory Data Handbook here and register to join our forthcoming RegTech Summit Virtual here.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...

BLOG

NetApp Q&A: Intelligent Storage Helps Overcome Silo Challenges

NetApp is a cloud-native data storage and AI solutions provider that is based in San Jose, California. Data Management Insight spoke to chief marketing officer Gabie Boko to learn more about how the company helps financial institutions. Data Management Insight: When was NetApp formed, and how do you service financial institutions and financial services companies?...

EVENT

RepRisk Sustainability Breakfast Roundtable London

The London sustainability breakfast is part of the global roundtable thought leadership event series hosted by RepRisk in key markets, including, New York, Toronto, London, Frankfurt, Oslo, Copenhagen, Stockholm, Hong Kong and Singapore in 2026.

GUIDE

BCBS 239 Data Management Handbook

Our 2015/2016 edition of the BCBS 239 Data Management Handbook has arrived! Printed copies went like hotcakes at our Data Management Summit in New York but you can download your own copy here and get access to detailed information on the  principles and implications of BCBS 239 on Data Management. This Handbook provides an at-a-glance...