Recorded Webinar: Market Abuse: Trends and Issues to Watch Out for in 2023
With the FCA taking a supervisory approach to regulating firms, many regulatory interventions won’t end up in the public domain. What are they looking for and how do you ensure you stay on the right side of their supervision?
Join this webinar with A-Team Group and Leaman Crellin to discover what you need to focus on in 2023.
Topics covered include:
- A recap of key areas of regulatory concern in 2022 and what 2023 holds
- Enforcement trends: individuals and corporates
- Recent regulatory actions
- Current areas of regulatory focus and investigation
You can also find out more in this webinar about our upcoming training course on Market Abuse Regulations that we’ll be delivering with industry expert Katharine Leaman. The course will look at the key features of the regulations, how to handle potential cases of market abuse and why proper standards of market conduct is growing in importance.
In Partnership With
Speakers:
More about our speakers:
Katharine Leaman
CEO
Leaman Crellin Limited
Financial services veteran Katharine brings a unique, well-rounded perspective to the world of financial regulation. Her impressive career spans investment advice, policymaking at the UK’s FCA (formerly FSA), and leading regulatory compliance at Standard Chartered Bank. This diverse experience on all sides of the regulatory landscape – advisor, regulator, and compliance – equips her with an invaluable understanding of market abuse and its practical implications.
A sought-after speaker known for her engaging style, Katharine transforms complex regulations into actionable insights for compliance professionals at all levels, from Csuite executives to front-office teams. With over 30 years in financial services across insurance, investment, and banking, her expertise encompasses technical areas like Market Abuse, CASS, SMCR, and Outsourcing, as well as broader topics such as market conduct, operational resilience, and consumer duty.
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