About a-team Marketing Services

RegTech Insight Webinars Countdown:

Upcoming Webinar: How to ensure employees meet fit and proper requirements under global accountability regimes

17 September 2024

Date: 17 September 2024
Time: 10:00am ET / 3:00pm London / 4:00pm CET
Duration: 50 minutes

Fitness and proprietary requirements for employees of financial institutions are not an option, but a regulatory obligation that calls on employers to regularly assess employees’ honesty, integrity and reputation, competence and capability, and financial soundness. In the UK, these requirements are a core element of the Senior Managers and Certification Regime (SMCR). They are also a factor of accountability regimes in other jurisdictions.

This webinar will review fit and proper requirements, discuss approaches to implementation, and consider how firms can ensure continual assessment of employees as part of compliance processes. It will also touch on the opportunities of getting fit and proper right and the potential damage of a break in compliance.

Register for the webinar to find out about:

  • The details of fit and proper requirements
  • Regulatory and global accountability regimes
  • Best practice implementation processes
  • Ongoing employee assessments and compliance
  • Benefits of getting it right, penalties of getting it wrong

Speakers:

Sinead Egan Product Manager
MyComplianceOffice (MCO)

Interested in hosting your own webinar? Get in touch