Recorded Webinar: Meeting the challenges of regulatory change6 October 2022
Regulatory change is constant, complex and challenging, calling on financial institutions to attend to details of change whether relatively minor or large scale.
Recent regulatory changes include MiFID II post-trade transparency requirements, including ESMA’s increase in data continuity checks that brokers must prepare for, and trading venues must make, when reporting instrument reference and quantitative data.
Looking forward, EMIR Refit will bring changes to elements of the regulation including positions reporting and reconciliation.
This webinar will review these regulatory changes and provide guidance for practitioners on how to achieve compliance and prepare for further amendments. It will also discuss the technologies, tools, solutions and services that can ease the operational burden of regulatory change, and consider the beneficial outcomes of getting MiFID II and EMIR Refit regulatory change right.
Register for the webinar to find out more about:
- MiFID II post-trade transparency requirements
- EMIR Refit reporting and reconciliation obligations
- Challenges of compliance with regulatory change
- Useful technologies, tools, solutions and services
- Benefits of getting change right, problems of getting it wrong
James Baugh Head of European Market Structure
More about our speakers:
Head of European Market Structure
James joined Cowen Execution Services in 2021 as European Head of Market Structure and has been instrumental in helping to develop its liquidity strategy. Prior to this, he spent 5 years at Citi as European Head of Market Structure and 11 years at London Stock Exchange, where as head of equity sales he was directly responsible for initiatives like Turquoise Plato Block Discovery. A graduate of Newcastle University, Baugh began his career as a commodity analyst before spending the next six years at Dow Jones in a variety of roles including the management of their European Power Index business.
Director – Global Execution Services – Product Management and Market Structure
Alex Ings is a Director of Credit Suisse in the Investment Banking division, based in London. He works on the Global Execution Services Product Management team within the Equities department, responsible for product, market structure and regulation driven changes.
Alex joined Credit Suisse on the graduate scheme and worked in various electronic trading technology roles before joining the Equities Execution Services business and electronic trading product team (AES). He represents Credit Suisse at the Association for Financial Markets in Europe (AFME), and is an active member of the FIX Trading community, where he is a founding member of the FIX NextGen working group, as well as taking part in the Consolidated Tape data governance and Execution Transparency working groups in Europe.
Alex holds an MEng degree in Electrical and Electronic Engineering from Imperial College London.
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