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A-Team Insight Webinars Countdown:

Upcoming Webinar: Best Practices for Managing Trade Surveillance

1 July 2025

1 July 2025
10:00am ET | 3:00pm London | 4:00pm CET
Duration: 50 Minutes

The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk.

To address these challenges, financial institutions are increasingly turning to advanced technologies. Implementing a comprehensive trade surveillance framework that leverages automation with the latest AI/ML and GenAI tools with advanced data management practices, can significantly enhance detection capabilities and reduce manual workloads.

However, the integration of these technologies requires careful planning to ensure that they align with regulatory expectations and are adaptable to evolving market conditions. Data quality and governance are foundational to a functional surveillance system. Another critical success factor is fostering a culture of compliance that’s supported by continuous training and leadership engagement.

The upcoming A-Team Insight webinar, “Best Practices for Managing Trade Surveillance,” brings together senior RegTech executives and compliance practitioners to explore effective strategies in this challenging field.

By participating, you will:

  • Gain insights into the latest regulatory developments and their impact on trade surveillance practices.
  • Learn how to leverage advanced technologies to enhance detection capabilities and reduce false positives.
  • Understand the importance of data governance and strategies for ensuring data quality in surveillance systems.
  • Discover best practices for integrating surveillance across multiple asset classes and platforms.
  • Explore methods for fostering a culture of compliance within your organization.

Speakers:

Yasmine Li Head of Surveillance EMEA
Macquarie Group
Anish Kalraiya Head of Surveillance
Credit Agricole CIB
Paul Cottee Director, Subject Matter Expert, Compliance
NICE Actimize
Dermot Harriss Senior Vice President – Regulatory Solutions
OneTick
Moderator: Adrian Sharp Editor, RegTech Insight
A-Team Group

More about our speakers:

Yasmine Li

Head of Surveillance EMEA

Macquarie Group

Yasmine is an SME in monitoring and surveillance programmes spanning financial and energy markets. Currently at Macquarie, heading up the EMEA surveillance function and also leading up surveillance globally for commodities, helping define, execute and maintain a strategic vision across risk assessments to vendor implementations.

Anish Kalraiya

Head of Surveillance

Credit Agricole CIB

Anish Kalraiya currently works at Credit Agricole as the Head of London Surveillance. Former places of work include Deutsche Bank and Standard Chartered Bank. He has a varied career background which includes Front Office Operational Risk and being part of the FX Forwards trading desk at Stanchart. Past work experiences have helped mould his Compliance career. His most recent endeavours include managing a small team and focusing on market abuse surveillance across both Trade and E-Communication.

Paul Cottee

Director, Subject Matter Expert, Compliance

NICE Actimize

Paul Cottee joined NICE in April 2020 and is based in Hoboken, providing subject-matter expertise for OTC asset classes. Previous roles include Product Management at Nasdaq; Director, Financial Markets Compliance and Surveillance with global financial institutions in New York, Singapore and London; Associate Director, Rates Research for a major bank in London; Bloomberg EMEA SME for FICC; and Senior Futures Advisor and FX Dealer in Sydney. Paul holds a BA in Government and Economics from the University of Sydney and an LL.M in Banking and Admiralty Law from London Metropolitan University.

Dermot Harriss

Senior Vice President – Regulatory Solutions

OneTick

Dermot Harriss joined OneMarketData in 2015, and is responsible for delivering solutions that help firms meet their regulatory compliance needs.

Dermot brings over twenty years of financial industry experience from roles at Goldman Sachs, Morgan Stanley, and D.E. Shaw that included futures trading, quantitative strategy development, derivatives risk management, program trading, execution services, and technology management.

As a strategist and trader at Goldman Sachs, Dermot was responsible for the Quantitative Trading Group’s high-frequency market-making platform, and for the development of a fully automated ‘blind bid’ principal risk pricing system.

Dermot held earlier roles as Director of Hosted Services at UUNET, head of the computing group at the European Bioinformatics Institute (EMBL EBI), and a participant in the Human Genome Project.

Interested in hosting your own webinar? Get in touch