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RegTech Insight Webinars
Recorded Webinar: Just days after the GDPR deadline, how did your firm cope with go live and what still needs to be fixed?
The EU’s Global Data Protection Regulation (GDPR) comes into play next week on Friday 25th May. Will your firm be compliant, struggling, or looking for a quick and effective fix? Hosted by A-Team Group just a few days after the GDPR deadline, this webinar will review how things went at go live, identify ongoing challenges...
Recorded Webinar: How to maximise data sources created by MiFID II
Markets in Financial Instruments Directive II (MiFID II) creates new data sources that could be used to identify business opportunities and gain competitive edge. The sources include Approved Publication Arrangements (APA) and ESMA’s Financial Instruments Reference Data System (FIRDS). The regulation also mandates use of standard data, disaggregated market data feeds, and ISINs for OTC...
Recorded Webinar: Best practice timestamping and clock synchronisation
Timestamping and clock synchronisation have been embedded in the EU by Markets in Financial Instruments Directive II (MiFID II) and are also a requirement of the US SEC Consolidated Audit Trail (CAT). The webinar will discuss how well firms have realised the MiFID II requirement, how it differs from the CAT requirement, and best practice...
Recorded Webinar: Data Management for CAT reporting
The Consolidated Audit Trail (CAT) conceived by the US Securities and Exchange Commission (SEC) in the wake of the 2010 Flash Crash has been a long time in the making, but is now approaching go live with large broker-dealers expected to begin reporting trades in November 2018. The webinar will detail CAT data requirements, review...
Recorded Webinar: Best Practice for trade surveillance
Markets in Financial Instruments Directive II (MiFID II), Market Abuse Regulation (MAR), Dodd-Frank and other regulations underline the need for effective and timely trade surveillance to counter market abuse. The webinar will discuss regulatory requirements for trade surveillance, best practice implementation, technology solutions and the benefits of getting market abuse compliance right. Listen to the...
Recorded Webinar: How to optimise client onboarding, KYC and ultimate beneficial owner data
Optimising client onboarding and Know Your Customer (KYC) processes continues to challenge banks operating in a highly regulated and competitive market. The challenge is exacerbated by increasing requirements to track and understand entity hierarchies and ultimate beneficial ownership. The webinar will discuss the ongoing challenges of client onboarding and KYC, and how best they can...
Recorded Webinar: Countdown to GDPR
With just a month to go before General Data Protection Regulation takes effect, is your organisation ready, and if not, what should you be prioritising to make sure you cross the line on deadline day, May 25, 2018? The webinar will discuss ongoing data management challenges, last minute preparations, and how to avoid the significant...
Recorded Webinar: MiFID II revisited
Markets in Financial Instruments Directive II (MiFID II) went live over three months ago, requiring financial institutions to make significant changes to their data management processes. The webinar will discuss how these processes held up on the compliance deadline, January 3, 2018, identify which elements of data management need to be revisited, and consider the...
Recorded Webinar: Best practice approaches to digital transformation in the insurance industry
Legacy systems and manual processes used across the insurance industry are close to breaking point, requiring firms to increase the digitalisation of their operations and deliver robust, timely and compliant services to their clients. The webinar will consider the critical need for digitalisation and discuss data management approaches to improve the client experience and the...
Recorded Webinar: Best practice data governance for GDPR compliance
General Data Protection Regulation (GDPR) comes into force on May 25, 2018, replacing and extending data privacy rules set down in 1995. This time around, the key to successful implementation is strong and sustainable data governance. The webinar will discuss the role of data governance in GDPR compliance, explore best practice implementation, and detail how...