West Highland Support Services

Recorded Webinar: Best practice approaches to trade surveillance for market abuse

Breaches of market abuse regulation can lead to reputational damage, eye-watering fines and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours; externally it can undermine confidence in markets and cause financial instability. This webinar will discuss market abuse of different types, such as insider trading...

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LTX and TS Imagine Enhance Fixed Income Liquidity Access for Buy Side Through Strategic Integration

LTX, the AI-driven trading platform operated by Broadridge Financial Solutions, Inc., has successfully integrated with TS Imagine’s TradeSmart Fixed Income Execution Management System (EMS). The collaboration aims to improve the trading experience for mutual buy-side clients by delivering enhanced pre-trade transparency, superior price discovery, and consolidated access to a wide pool of liquidity within their...

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RegTech Summit New York

Now in its 8th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

Regulatory Data Handbook 2024 – Twelfth Edition

Welcome to the twelfth edition of A-Team Group’s Regulatory Data Handbook, a unique and useful guide to capital markets regulation, regulatory change and the data and data management requirements of compliance. The handbook covers regulation in Europe, the UK, US and Asia-Pacific. This edition of the handbook includes a detailed review of acts, plans and...