FirstAML

Upcoming Webinar: Managing Non-Financial Misconduct Under SMCR

9 October 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Non-financial misconduct—encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks...

Find out more

Transforming Compliance: Key Takeaways from the RegTech Summit Panel on GenAI and LLMs

A deep dive on Generative AI (GenAI) in compliance was the focus of the first panel session at the recent A-Team Group RegTech Summit in New York. The panel comprised Erin Preston, Chief Compliance Officer, Wedbush Securities; Harsh Pandya, Vice President, Product Management, Saifr; Brandon Carl, EVP, Product Strategy, Smarsh; and Rachna Srivastava, Head of...

Read More

TradingTech Summit London

Now in its 14th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

Institutional Digital Assets Handbook 2024

Despite the setback of the FTX collapse, institutional interest in digital assets has grown markedly in the past 12 months, with firms of all sizes now acknowledging participation in some form. While as recently as a year ago, institutional trading firms were taking a cautious stance toward their use, the acceptance of tokenisation, stablecoins, and...