Ascent RegTech

Upcoming Webinar: New solutions to the old problems of compliance with communications surveillance regulation

Date: 6 December 2022 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Communications surveillance is an integral element of trading at financial institutions, and its functions are clearly set out in jurisdictional regulations – to capture, record and retain all communications. Essentially, all business related communications must be recorded whatever the...

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COP27 Announcements Highlight Critical Role of ESG Data

The COP27 climate summit in Egypt has put ESG data firmly in the spotlight as a key enabler of the financial sector’s critical role in solving the global sustainability challenges. From the formal unveiling of a global plan to make sustainability data accessible to every investor to the announcement of further progress in narrowing in...

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RegTech Summit New York

Now in its 6th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

Regulatory Data Handbook 2022/2023 – Tenth Edition

Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging...