About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Rosenthal Collins Group Selects Eventus Platform for Trade Surveillance

Subscribe to our newsletter

Rosenthal Collins Group (RCG), an independent futures brokerage and clearing firm, has selected Eventus Systems’ Validus platform for trade surveillance. RCG chose the cloud version of the platform for its compliance officers to monitor trading activity and any regulatory issues.

RCG considered several trade surveillance vendors before selecting Eventus and the Validus platform, which has helped the company achieve cost savings while meeting objectives. The platform can be customised to RCG’s needs and allows compliance officers to make changes to parameters and adjust levels of surveillance alerts without the need for programmer input.

Tom Mallers, director of compliance at RCG, says: “Validus is a really good fit for us, and the customer support has been great. Eventus staff are extremely knowledgeable about the nuances of futures and the rules that apply. Even the layout of the platform demonstrates that the people behind it are well versed in exchange rules and terminology.”

Since deploying the solution, RCG requested a new feature for Validus. Eventus fulfilled the request benefiting not only RCG but all Eventus clients who want to use it. Travis Schwab, CEO at Eventus comments: “RCG made a great suggestion about a feature to add, and that is exactly the type of collaborative input we encourage.”

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Best approaches for trade and transaction reporting

11 September 2025 10:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Compliance practitioners and technology leaders in capital markets face mounting pressure to ensure that reporting processes are efficient, accurate, and aligned with global standards. Market developments and jurisdictional nuances in regulatory frameworks like MiFID II, EMIR, SFTR and MAS create a...

BLOG

ION Enhances XTP Risk JANUS with AI to Improve Pre-Trade Margin Accuracy

ION has incorporated artificial intelligence into its XTP Risk JANUS platform to improve the accuracy and efficiency of pre-trade risk management for cleared derivatives. The enhancement targets a key challenge in margin estimation using CME Group’s SPAN2 Approximation model. SPAN2 is a margin methodology developed by CME that assesses the worst-case losses of futures and...

EVENT

TradingTech Summit London

Now in its 14th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...