ING has appointed Lisa Walker has its new Head of Compliance for the UK and Middle East, reporting to Simon Berg, Chief Risk Officer for the same regions. Walker previously worked at HM Treasury and the FCA where she managed the relationships with investment exchanges. Most recently, she was Head of Market Regulation at a start-up stock exchange, IPSX. Prior to this, she was Head of Compliance, UK & Europe for Australia and New Zealand Banking Group (ANZ). At ING, she will be responsible for driving the compliance culture within the Wholesale Banking London and Dubai offices and providing strategic regulatory guidance.
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Recorded Webinar: Managing entity data hierarchies and keeping track of sanctions, watch lists and PEPs across KYC processes
This webinar has passed, but you can view the recording by registering here. Managing entity data and entity ownership hierarchies to ensure Know Your Customer (KYC) compliance is an ongoing challenge for many financial institutions. The webinar will discuss the most pressing concerns around entity and hierarchy data, and consider how to ensure you are...
Financial crime compliance specialist ComplyAdvantage has appointed Vatsa Narasimha as Chief Operating Officer and Chief Financial Officer, as it continues to chart an aggressive growth strategy following last year’s successful $30 million Series B financing round (led by Index Ventures and Balderton Capital), a recent doubling of headcount, and new office openings in Singapore and...
As investment management firms take on more responsibility and control over core operational functions, A-Team has seen demand for a more buy-side oriented event focused on data and data management. The inaugural DMS Boston will take place in June 2020, and will focus on topics of interest to buy-side practitioners.
This special report accompanies a webinar we held on the popular topic of The Data Management Implications of Solvency II, discussing the data implications for asset managers and their custodians and asset servicers. You can register here to get immediate access to the Special Report.