The Global Legal Entity Identifier Foundation (GLEIF) has appointed Steven A. Joachim as the new Chairperson. Based in the US, Joachim holds over 40 years of leadership experience across not-for-profit, governmental and corporate organisations, with a specific focus on financial technology and innovation. He joins GLEIF from the Financial Industry Regulatory Authority (FINRA), where he was Executive Vice President of Transparency Services.
Regulatory compliance is non-negotiable and business performance based on a solid understanding of data is no longer a ‘nice to have’ but critical to success. The webinar will consider the challenges of sourcing and managing data for both compliance and performance, identify areas where data can be processed once for both purposes, and discuss data...
Juniper Square has, from a virtual standing start, become one of the fastest-growing providers of data and investor services to private-market participants. Earlier in the summer it received a US$130 million series D capital injection that underscored its prospects and valued the company within unicorn territory. That’s unsurprising for a company whose platform has, since...
Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...