About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Mizuho Securities Integrates Nomura Research AI to Monitor Communication

Subscribe to our newsletter

Mizuho Securities has implemented Nomura Research Institute’s (NRI) voice recognition and artificial intelligence (AI) technologies to optimise the monitoring and analysis of communication between investors and sales reps that is tracked for both compliance and customer care purposes.

The voice recognition and AI systems are based on NRI’s TRAINA VOICE Digest and have been customised for Mizuho’s specific needs. The machine learning systems learns using a vast collection of conversation data, summary rules of conversations, and monitoring checklists and guideline. At the end of the process, the system extracts and shows parts of conversations that need to be monitored.

Mizuho chose NRI to conduct a proof of concept at the end of 2016. The result showed NRI’s system achieving significant reductions in monitoring time. Mizuho went on to integrate the system and completed the task last month.

Masaaki Yamazaki, managing director at NRI, says: “Voice recognition is the latest component in a string of demands for AI technology integration that NRI is seeing from some of the most prominent banks in the world.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice approaches to trade surveillance for market abuse

Breaches of market abuse regulation can lead to reputational damage, eye-watering fines and, ultimately, custodial sentences of up to 10 years. Internally, market abuse triggers scrutiny of traders and trading behaviours; externally it can undermine confidence in markets and cause financial instability. This webinar will discuss market abuse of different types, such as insider trading...

BLOG

Kyte Broking Limited Enhances Client Communications to Include WhatsApp and Telegram

Futures and Options broker Kyte Broking Limited, part of the Market Securities Group, has announced the introduction of WhatsApp and Telegram as approved customer communication channels, significantly enhancing client interaction capabilities. This development comes as a solution to the previous challenges posed by strict regulatory demands for broker-client communications. Previously classified as ‘off-channel’ by the...

EVENT

Data Management Summit London

Now in its 14th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

RegTech Suppliers Guide 2020/2021

Welcome to the second edition of A-Team Group’s RegTech Suppliers Guide, an essential aid for financial institutions sourcing innovative solutions to improve their regulatory response, and a showcase for encumbent and new RegTech vendors with offerings designed to match market demand. Available free of charge and based on an industry-wide survey, the guide provides a...