RegTech Insight Risk Technologies The latest content from across the platform
Solving the Operational Risk Management Puzzle
Operational risk management has emerged as a major challenge as a slew of regulations affecting financial institutions across the board – from universal banks to insurance companies and their asset servicers – aims to boost transparency in order to mitigate systemic risk. The emerging regulations are emphasizing data governance and requiring firms to ‘show their…
Recorded Webinar: Risk Data Analytics
How is data being managed and fed into analytics to improve risk management today? In this webinar we explore: During this session we will discover how; Incoming regulations, from BCBS 239 to the Fundamental Review of the Trading Book and Solvency II, are putting new emphasis on the importance of accurate, timely and consistent risk…
Getting to Grips with Risk Data: The Fundamental Review of the Trading Book
By Zoe Schiff If you thought BCBS 239 would be a challenge, you should take a look at the proposals currently being formulated as part of the Basel group’s Fundamental Review of the Trading Book (FRTB). Happily, this will be part of what we’ll be talking about next Tuesday, when A-Team hosts a webinar on…
Asset Control Adds Risk Data Management Component to AC Plus Platform
Asset Control has added a risk data management component designed to help risk managers improve risk data governance to its AC Plus data management platform. Called AC Risk Data Manager, the component uses the underlying data management platform to integrate risk data from across an organisation and allows risk managers to view and manage risk…
SIX Financial Information Adds AIFMD Data Service to Regulatory Solutions
SIX Financial Information has added a data service that supports compliance with the Alternative Investment Fund Management Directive (AIFMD) to its regulatory solutions and is preparing further services for forthcoming regulations. The company’s AIFMD service includes the data needed by alternative investment fund managers to register themselves and their managed funds as required by the…
Recorded Webinar: Screening for Sanctions, Watch Lists and PEPs
How do you effectively screen for sanctions, watch lists and Politically Exposed Persons (PEPs)? Getting it right is essential for complying with regulations like AML, KYC and FATCA, reducing the risk of incurring heavy fines, and keeping your firm’s reputation intact. But what are the options, considerations and solutions available for effective data sourcing and…
Do You Know How Regulation Is Impacting Structured Notes?
Deconstructing Structured Notes Valuation, Risk Management & Compliance Best Practices Sweeping new global financial regulations are changing the way financial firms perform valuations. Regulations call for robust and transparent asset and liability assessments, and for detailed insight into the real value and risk exposures in portfolios. In this report, Jayme Fagas, global head of valuations…
Cinnober Proposes a Quality Standard for Financial Systems and Software
Cinnober Financial Technology has initiated a campaign aimed at setting up an industry organisation that will drive a quality standard across financial systems and software. The campaign is based on a draft quality standard proposed by Cinnober, the Financial IT Quality Assessment (FIQA), which is designed to provide transparency around the quality and cost of…
Recorded Webinar: The Data Management Implications of BCBS 239
We plan to put the spotlight on this much overlooked but important regulation which has wide-ranging implications for risk data aggregation and reporting, data governance and data architecture. During this webinar we discuss: What is needed from a data management point of view to comply with BCBS 239 A view of progress across the industry…
Julius Baer Extends its Use of AxiomSL’s Regulatory Reporting Platform
Swiss private banking group Julius Baer has extended its use of AxiomSL’s regulatory reporting platform to automate its group level and Swiss entity Basel III calculations and reporting, as well as its group level and Swiss entity statistical reporting. The banking group is already using the AxiomSL platform for financial reporting in Hong Kong and…