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10 Major Financial Regulations Reshaping Capital Markets in 2025 (and How to Stay Ahead of Them)
From sweeping reforms in operational resilience and AI governance to the first-time application of AML obligations to buy-side firms, the scope and depth of regulatory change shows no sign of slowing down in 2025. In this post, we present a selection of the most strategically significant regulations coming into effect or having significant impact on…
Behavox Adds Onshore Alert Review to Expand Managed Services Capabilities
Behavox has expanded its managed services offering to include an onshore Alert Review service, aimed at helping compliance teams tackle the growing volume of surveillance alerts across communications and trading platforms. The service is designed to reduce false positives and focus teams on the most critical escalations. Traditionally, firms have relied on internal teams or…
Recorded Webinar: Detecting and preventing market abuse
Market abuse – unlawful disclosure of inside information, insider trading, circular trading, “pump and dump” schemes, etc. – poses significant threats to the integrity of capital markets. In 2024, global trading house Trafigura agreed to pay a $55 million fine to the U.S. Commodity Futures Trading Commission (CFTC) for trading with non-public information, manipulating a…
Vanquis Banking Group Enhances AML Oversight with FinScan
Vanquis Banking Group has selected FinScan to optimize its anti-money laundering (AML) processes, reinforcing its financial crime risk management framework. The decision reflects a broader industry shift toward technology-driven compliance strategies that improve operational efficiency and regulatory adherence. As a specialist UK bank, Vanquis faces increasing scrutiny over financial crime prevention, making the integration of…
STP LaunchAdvisor Combines Fund Admin and Compliance for New and Emerging Funds
STP Investment Services has released STP LaunchAdvisor, a bundled service aimed at helping emerging hedge fund and private equity managers navigate operational and regulatory complexities. The solution integrates fund administration and compliance into a single offering, reducing the need for multiple service providers and streamlining essential processes. STP LaunchAdvisor is designed to create efficiencies by…
AML Partners Extends Directed Intelligence with AI/ML Agents
With its RegTechONE® platform and Directed Intelligence framework, AML Partners is enabling financial institutions to train their own AI/ML models using internal operational data, ensuring that compliance automation aligns with real-world risk decisions and regulatory expectations. Unlike traditional AI models that rely on opaque, third-party training data, AML Partners’ Directed Intelligence records every compliance decision,…
Oracle Adds Agentic AI to Investigation Hub for Financial Crime
Oracle Financial Services has added a broad set of agentic AI capabilities to its Investigation Hub Cloud Service, aimed at helping financial institutions automate parts of their investigative workflow and reduce manual effort when tackling financial crime. The new AI agents are designed to assist investigators by gathering evidence, surfacing key insights, and generating detailed…
Murex Completes SOC 1 and SOC 2 Type 2 Attestations for its SaaS Platform, MXSaaS
Murex has completed SOC 1 Type 2 and SOC 2 Type 2 attestations for its software-as-a-service (SaaS) platform, MXSaaS, covering the period from July to December 2024. The examinations, carried out by KPMG, were finalized with no exceptions noted, building on the SOC 2 Type 1 attestation obtained in July 2024. These independent assessments are…
Rethinking Regulatory Reporting with Regnology
In a financial services industry that moves millions in milliseconds, it’s sobering to realize that the regulatory reporting processes underpinning these markets remain stuck in the past. Despite advances in technology and regulatory data management, regulatory reporting operates primarily on what Maciej Piechocki, Chief Revenue Officer at RegTech and SupTech provider Regnology, calls “digitalized paper.”…
Reporting Seen Among Use Cases Benefiting from Cloud-based Data Management for AI
Artificial intelligence is being adopted by financial regulators at pace, putting pressure on the financial institutions that the overseers serve to double down on their reporting capabilities. It’s no surprise to find that the same AI that’s helping regulators can aid organisations in getting those reporting procedures in place. To do so, however, they need…