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Upcoming Webinar: Cross-Regulation Data Consistency and Accuracy
Date: 1 November 2022 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Regulatory reporting obligations continue to expand, bringing with them more overlaps of data elements across reporting regimes. As many firms struggle with the accuracy and completeness of individual reporting obligations, regulators have increasingly begun to focus on cross-regulation data…
Upcoming Webinar: How to apply innovative e-comms surveillance whilst ensuring control, compliance and enhanced productivity
Date: 19 October 2022 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Remember the days when email was the predominant media for electronic communications within and among financial institutions? Fast forward to today, and email represents a declining fraction of these e-comms, many of which are hosted by modern collaborative platforms…
Upcoming Webinar: Meeting the challenges of regulatory change
Date: 6 October 2022 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes Regulatory change is constant, complex and challenging, calling on financial institutions to attend to details of change whether relatively minor or large scale. Recent regulatory changes include MiFID II post-trade transparency requirements, including ESMA’s increase in data continuity checks that…
It’s Time to Embrace Risk Profiling for Regulatory Compliance
By Richard Pike, Managing Director, KYR Solutions, MyComplianceOffice. Regulations, frameworks, policies and controls define the day-to-day of Chief Compliance Officers (CCO) and their teams in what can best be described as a world of monitoring spaghetti. At the same time, the teams also need to ensure they are keeping senior executives and the front office…
Recorded Webinar: Perpetual KYC: compliance as the source of better business
Perpetual KYC (pKYC) opens the door for financial institutions and corporations to improve customer onboarding & monitoring processes, reduce operational costs, ensure regulatory compliance, and better understand risk exposures in real time. Unlike traditional or periodic KYC, pKYC continually reviews and updates client data in near real-time providing ongoing data accuracy and accurate risk management….
Darlington Building Society Taps LexisNexis’ RiskNarrative to Combat Financial Crime
Darlington Building Society has selected LexisNexis Risk Solutions’ RiskNarrative platform to support its financial crime prevention strategy and improve its existing online member portal experience and customer onboarding journeys. The implementation is part of the UK building society’s ongoing digital transformation programme to digitalise its overall customer journey, including automated document verification and due diligence…
Txtsmarter Completes Series A, Names Green as New CEO
Messaging surveillance specialist Txtsmarter has completed its Series A funding in a round led by Carolina Financial Group, a North Carolina investment bank. The company also used the occasion to appoint a new CEO, Edward Green, who succeeds Nuri Otus, who has left the company. Txtsmarter will use the unspecified funds to expand its services…
A-Team Group-Partnered Publication Looks into the FinTech Crystal Ball
Charting the digitalisation of the financial industry is the beating heart of what we do at A-Team Group. And we are delighted and proud to have had the opportunity to take our messaging further, for the first time co-producing a special supplement on the Future of Finance in a major British national newspaper. The “Future…
A Cross-Product Approach to Market Surveillance
As perpetrators of financial crime become more sophisticated, regulators worldwide are focusing more of their efforts on cross-product and cross-market manipulation, as evidenced by a growing number of high-profile prosecutions. Led by the UK’s FSA and the EU’s ESMA, regulators in key global markets are targeting sophisticated operators, whose cross-product activities typically involve are able…
Compliance.ai Plans Market Growth and Expansion on Back of $6 Million Funding Round
Compliance.ai, a provider of regulatory change management solutions, has secured $6 million of funding, which it will use to promote market growth and expansion. At the same time, the company has brought in a new CEO, Asif Alam, who will replace Kayvan Alikhani, who will continue innovating Compliance.ai products as co-founder and chief product/strategy officer….