RegTech Insight Regulatory Reporting & Compliance The latest content from across the platform
RegTech is Only as Good as the Data it Uses, Summit Told
While technology has automated regulatory compliance for financial institutions, vendors and users must vigilantly stay on top of the data behind it to adjust to changes in the laws they seek to address. New or different datasets and formats must be accommodated, and new data sources found as regulators redraw rules to protect participants in…
Recorded Webinar: New solutions to the old problems of compliance with communications surveillance regulation
Communications surveillance is an integral element of trading at financial institutions, and its functions are clearly set out in jurisdictional regulations – to capture, record and retain all communications. Essentially, all business related communications must be recorded whatever the underlying mechanism – be it a work phone, personal mobile phone, text, video and so on…
RegTech Can Help Solve ESG Data Management and Trust Challenges
As demand for data grows with the acceptance of ESG as a critical part of financial institutions’ business and regulatory activities, focus will intensify on the quality of that information. Asset managers and owners will want the cleanest, most relevant and most comprehensive datasets to identify investment opportunities and risks and to comply with the…
Arbuthnot Latham Taps Clausematch to Digitise Compliance Framework
Private bank Arbuthnot Latham is adopting Clausematch’s policy management platform to automate and streamline its compliance processes. The initiative aims to digitise Arbuthnot’s policy and compliance framework. According to Clausematch, Arbuthnot will use its proprietary policy management solution to reduce the time and risk of policy maintenance by giving compliance teams a centralised platform for…
RegCentric Wins A-Team Group Award for Best Regulatory Consultancy in APAC
Sydney, Australia-based RegCentric has won the award for Best Regulatory Consultancy in A-Team Group’s first live RegTech Insight Awards – APAC 2022. The awards celebrate leading providers of regulatory solutions, services and consultancy to capital markets participants across Asia-Pacific. The winners are named after A-Team Group’s RegTech Insight community votes for its favourite providers in…
A-Team Group Names Winners of Inaugural RegTech Insight Awards – APAC 2022
Congratulations to the winners of A-Team Group’s inaugural RegTech Insight Awards – APAC 2022. The awards were presented by Andrew Delaney, President and Chief Content Officer at A-Team Group during a drinks reception following A-Team Group’s RegTech Summit APAC in Singapore on 29 November 2022. The RegTech Insight Awards recognise both established solution providers and…
FINRA Outlines Perspective on RegTech
RegTech innovation is commendable, but must be accompanied by risk mitigation, seen as a means to an end rather than an end in itself, and selected for use by a cross-section of an organisation that is inclusive of, but not limited to, IT and compliance. Opening A-Team Group’s RegTech Summit New York with a keynote…
Sell-Side Firms Help Buy-Side Clients Meet Reporting Obligations with DTCC Report Hub
The Depository Trust & Clearing Corporation (DTCC) has released Report Hub, an assisted reporting model designed to allow sell-side firms to help buy-side clients with regulatory reporting mandates across 14 jurisdictions. Sell-side firms including prime brokers and clearing brokers can use Report Hub to provide required counterparty trade data to buy-side clients that also use…
Rate of Annual Sanctions Growth Nears 15%, According to Refinitiv Report
The Russia-Ukraine war has caused rapid sanctions inflation since March in several autonomous sanctions programs, contributing to a sanctions inflation rate of 14.6% year on year, compared with 11.2% rate six months ago, according to London Stock Exchange Group’s Refinitiv Global Sanctions Index. Refinitiv’s annual Global Sanctions Index white paper, the second edition of which…
A-Team Group Names Winners of RegTech Insight Awards – USA 2022
Congratulations to the winners of A-Team Group’s RegTech Insight Awards – USA 2022. The awards were presented by Sarah Underwood, Editor, A-Team Group during a lively drinks reception following A-Team Group’s RegTech Summit New York on 16 November 2022. The RegTech Insight Awards recognise both established solution providers and innovative newcomers providing RegTech solutions that…