RegTech Insight Regulatory Data The latest content from across the platform
International Financial Tremors Test the Robustness of the EU’s Regulatory Framework
A-Team Group recently met up with EU financial services regulatory expert, David Doyle, to get his take on the turmoil in financial markets and its impact on financial institutions. In particular, we covered the likely ramifications of recent cross-Atlantic events on EU regulatory developments in Brussels and Frankfurt. In light of the collapse of a…
A-Team Group Names Winners of Innovation Awards 2023
A-Team Group has named the winners of its prestigious Innovation Awards 2023. The awards, now in their third year, celebrate innovative projects and teams across vendor and practitioner communities that make use of new and emerging technologies to deliver high-value solutions for financial institutions in capital markets. This year’s platinum award winners include Moody’s Analytics…
Firms Need a Robust Technology Framework to Manage the Challenges of Market Abuse
By James Causton, Regulatory Sales Consultant, and Darren Lawrence, Compliance Sales Specialist, at SIX. In recent months, the FCA has fined several firms with regards to breaches of market abuse regulation. The increasing focus of the UK’s FCA and other national competent authorities in the EU demonstrate a coordinated focus on improving standards and operational…
Solidatus and Corlytics Map Regulatory Content to Company Processes, Policies, Systems and Controls
Solidatus, provider of a data management solution that allows organisations to connect and visualise data relationships, and Corlytics, a supplier of regulatory risk intelligence that combines innovative technology with legal and industry expertise, have partnered to offer customers of both companies the ability to map regulations from across the globe to their data estates and…
Droit Raises $23 Million Funding to Further Develop Consensus-Driven Regulatory Compliance
Droit, provider of the Adept platform that offers consensus-driven regulatory compliance and decision making in real-time as to which interactions are legally permissible across the globe, has closed a $23 million Series B investment in its latest funding round. The investment will be used to expand into wealth management through the development of new products…
Why Data Is at The Heart of Navigating Global Regulatory Divergence
Volker Lainer, VP, Product Management and Regulatory Affairs at GoldenSource. The role of data in financial markets is constantly evolving to fit with trading trends and constant advancements in technology. Back in 2022, we saw new requirements come into force under MiFID II for banks and investment firms to integrate sustainability into their suitability assessments…
Recorded Webinar: Market Abuse: Trends and Issues to Watch Out for in 2023
With the FCA taking a supervisory approach to regulating firms, many regulatory interventions won’t end up in the public domain. What are they looking for and how do you ensure you stay on the right side of their supervision? Join this webinar with A-Team Group and Leaman Crellin to discover what you need to focus…
Derivatives Service Bureau Sets Start Date of UPI Service on 29 January 2024
The Derivatives Service Bureau (DSB) has set a start date for the Unique Product Identifier (UPI) service following publication of a CFTC designation order confirming the UPI will be required in recordkeeping and swap data reporting in the US from 29 January 2024. The DSB initially planned to go live with the UPI service in…
FINOS Promotes Industry Standards with Release of Common Domain Model
The Fintech Open Source Foundation (FINOS) has released a long-awaited Common Domain Model (CDM) designed to drive transparent and inclusive industry standards. The model is a result of cross-industry collaboration between FINOS, the International Swaps and Derivatives Association (ISDA), International Capital Market Association (ICMA), and International Securities Lending Association (ISLA). The CDM is integrated into…
Sikoia Secures $6 Million Funding to Accelerate Growth of Client Onboarding Platform
Sikoia, provider of a unified data platform for client onboarding and counterparty evaluation, has secured $6 million in seed funding, bringing total capital raised to over $8.3 million. The London-based company will use the funding to accelerate international expansion, extend the platform’s data coverage and workflow automation, and develop unique technology to help its clients…