Data Management Insight Regulatory Compliance The latest content from across the platform
Thomson Reuters Adds to DataScope Reference Data to Support MiFID II
Thomson Reuters has extended the reference data on its DataScope platform to help firms comply with Markets in Financial Instruments Directive II (MiFID II) requirements. Ahead of the January 3, 2018 MiFID II compliance deadline, Thomson Reuters has added extra information on equities, warrants, options, futures, commodities, funds, government and corporate bonds, collateralised mortgage obligations…
A RegTech Solution to Record Management and Archiving
Yaron Naor, vice president and general manager, Americas, at Arkivum will present the company’s regtech record management and archiving solution based on open source and proprietary technologies at this week’s A-Team Group RegTech Summit for Capital Markets in New York. We caught up with Naor before the event to find out a little about Arkivum’s…
Recorded Webinar: Making the most of data management utilities
The potential benefits of using a data management utility include improved data accuracy, quality, consistency and timeliness – as well as the possibility to reduce costs. Considering these benefits, which play well into regulatory compliance, how can they be maximised and how could your organisation make the most of working with a data management utility?…
Recorded Webinar: MiFID II: The Critical Need for a Strong Security Master to Meet Compliance
Financial services firms are racing to meet the January 3, 2018 deadline for the EU’s Markets in Financial Instruments Directive II (MiFID II), perhaps the most profound regulatory overhaul of European financial markets for a generation. At the heart of MiFID II’s complex and far reaching investor protection and transparency measures is the need for…
Recorded Webinar: Artificial Intelligence in the EDM Era
The scope and scale of structured and unstructured data that financial firms must manage continues to grow exponentially, calling for innovative approaches that can deliver automated, accurate and timely decision making. Artificial intelligence (AI) and cognitive computing are prime contenders to ease the enterprise data management burden, but what types of solutions are available, how…
RegTech Solutions Show Potential to Make Compliance Processes More Efficient
With just a few weeks to go before A-Team Group’s RegTech Summit for Capital Markets on November 16, 2017 in New York, we caught up with Tammy Eisenberg, Director, Investment Management Risk & Compliance at BNY Mellon, to talk about her views on regtech and the challenges it could address. At the event, Eisenberg will…
Recorded Webinar: Tackling data management pain points in the run up to MiFID II
With the 3rd January 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just weeks away, what data management pain points is your organisation trying to heal? Could they jeopardise your compliance with the regulation? The webinar will discuss outstanding pain points, data management priorities, solutions and workarounds. It will also consider…
Regulatory Data Handbook – Fifth Edition
In response to the popularity of the A-Team Regulatory Data Handbook, we have published a fifth edition outlining the essentials of regulations that are likely to have an impact on data and data management at your organisation. New to this edition is a section on RegTech, covering drivers behind the development of innovative regulatory technology,…
RegTek Solutions Innovates with Microservices for Regulatory Compliance
With just a few days to go before the A-Team Group RegTech Summit for Capital Markets in London, we caught up with David Morris, product manager at RegTek Solutions, one of the RegTechs that will showcase their innovative technologies at the event. We talked to David about issues such as regulations needing smarter solutions, the…
MiFID II Handbook – Second Edition
With the compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just over two months away, A-Team Group has updated its MiFID II handbook to bring you the latest details on the regulation’s compliance requirements. Version 2 of the handbook, commissioned by Thomson Reuters, also includes new sections covering data sourcing and data…