RegTech Insight Regulations The latest content from across the platform
Alyne Offers RegTech Solution for Cyber Security, Risk Management and Compliance
Alyne is a Munich-based RegTech company offering a Software-as-a-Service (SaaS) solution designed to help organisations improve risk insight. Its proposition is built on a combination of providing a curated content library crafted by industry experts and highly usable functionality at an extremely competitive price. Its mission statement: We make gaining risk insights to your business…
Recorded Webinar: Managing Entity Data for MiFID II Compliance: No LEI, No Trade
MiFID II’s “No LEI, No Trade” requirement mandates all entities trading with European counterparties across all asset classes need to obtain legal entity identifiers (LEIs). This represents a major shift in the way LEIs are used for regulatory reporting and firms that are affected by MiFID II should obtain the relevant LEIs sooner rather than…
MiFID II: Setting a Mobile Policy for Compliance and Trading Business
Markets in Financial Instruments Directive II (MiFID II) requires firms to record all trading-related electronic and voice communication. This includes recording communications made using mobile devices, whether they are firm or employee owned. The directive also extends previous requirements to record and store communications that resulted in a trade, to record and store communications that…
SteelEye Discusses RegTech Data Platform for MiFID II and More
Ahead of A-Team Group’s RegTech Summit for Capital Markets in London, we caught up with Matt Smith, CEO at SteelEye, to discuss the company’s RegTech proposition, potential users, and participation in our London event. Q: What does RegTech mean to you? A: For me, RegTech is the application of technical innovation to reduce the complexity…
big xyt Releases Cloud-Based Tick Data Hub with API Access
big xyt has released a cloud-based tick data hub designed to provide trading firms with access to tick data and analytics through a single application programming interface (API). Bats has signed up as the first xyt hub exchange partner and will offer tick data to end clients for algo back testing and analytics. The hub…
Recorded Webinar: MiFID II: Is the market truly ready? Will compliance be achieved?
This market facing webinar aims to share insight and best practices so you can be more successful in Markets in Financial Instruments Directive II (MiFID II) compliance. To support this, the webinar will provide access to the latest results of a global MiFID II survey including over one thousand market and reference data practitioners and…
GDPR will Curb the Digital Wild West, but the Cost will be High
General Data Protection Regulation (GDPR) will curb the digital wild west and improve protection of personal data, but the cost of implementation will be high and now is the time to get started to meet the compliance deadline of May 25, 2018. Taking part in an A-Team Group webinar on the regulation, subject matter experts…
Recorded Webinar: A harmonised approach to data management for regulatory reporting and record keeping
Financial institutions acknowledge the need to harmonise their approach to data management for regulatory reporting and record keeping, and recognise the resulting benefits of increased efficiency, reduced costs and readiness for future regulation – but while the concept may be clear, the practicalities of implementing a harmonised approach can be challenging. The webinar will detail…
Recorded Webinar: General Data Protection Regulation – Where are we now?
The compliance deadline for General Data Protection Regulation (GDPR) is approaching fast, so what operational changes should you be prioritising now and how can you implement data management to support these changes? Also, what are the most complex issues outstanding, are more problems expected to emerge once GDPR is in action, and how can these…
Eze Software Sets Out its Approach to MiFID II
Following the appointment of David Quinlan, an 18-year veteran of Eze Software, as the company’s executive managing director of EMEA with responsibility for business development and a focus on the needs of growing numbers of EMEA clients within the scope of Markets in Financial Instruments Directive II (MiFID II), we caught up with Quinlan and…