RegTech Insight Regulations The latest content from across the platform
Recorded Webinar: Artificial Intelligence in the EDM Era
The scope and scale of structured and unstructured data that financial firms must manage continues to grow exponentially, calling for innovative approaches that can deliver automated, accurate and timely decision making. Artificial intelligence (AI) and cognitive computing are prime contenders to ease the enterprise data management burden, but what types of solutions are available, how…
Brickendon Proposes a Five-Pronged Approach to GDPR
General Data Protection Regulation (GDPR) is a game changer, requiring firms to identify, manage and provide access to individuals’ personal data. Are firms up to speed on meeting the regulation’s May 2018 compliance deadline, or is there still some way to go? Ahead of a panel session on GDPR at A-Team Group’s RegTech Summit for…
Recorded Webinar: New data, old data, no data: How do you solve the data problems of MiFID II and FRTB?
Markets in Financial Instruments Directive II (MiFID II) is kick starting the generation of a broad range of new content sets that will power not only MiFID II, but also FRTB. The webinar will discuss emerging data sources and datasets, their potential benefits, and how they will be consumed. Listen to the webinar to find…
Carlos Lopez Lansdowne Joins Exegy as Sales director Europe and Asia
Industry veteran Carlos Lopez Lansdowne has joined financial market data solutions provider Exegy as its sales director for Europe and Asia. He will support Exegy’s drive to prepare European clients for Markets in Financial Instruments II (MiFID II) compliance and to deploy solutions in Tokyo and Hong Kong. Based in London, Lansdowne will report directly…
RegTech Solutions Show Potential to Make Compliance Processes More Efficient
With just a few weeks to go before A-Team Group’s RegTech Summit for Capital Markets on November 16, 2017 in New York, we caught up with Tammy Eisenberg, Director, Investment Management Risk & Compliance at BNY Mellon, to talk about her views on regtech and the challenges it could address. At the event, Eisenberg will…
Recorded Webinar: Tackling data management pain points in the run up to MiFID II
With the 3rd January 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) just weeks away, what data management pain points is your organisation trying to heal? Could they jeopardise your compliance with the regulation? The webinar will discuss outstanding pain points, data management priorities, solutions and workarounds. It will also consider…
FIX Trading Community Releases Final Guidance on Best Execution Reporting
The FIX Trading Community has issued the final release of its Recommended Practices for Best Execution Reporting as required under Markets in Financial Instruments Directive II (MiFID II) Regulatory Technical Standards (RTS) 27 and 28. The document provides guidance on how to populate reports required under RTS 27 and 28 with appropriate data in a…
ABN Amro Clearing Bank Distributes Fidessa Derivatives EMS
ABN Amro Clearing Bank has extended its relationship with Fidessa to allow the clearer to distribute the software vendor’s derivatives execution management system (EMS). This follows ABN Amro’s 2016 harmonisation of its global multi-asset market access by replacing numerous vendor and in-house systems with Fidessa’s XTP technology, and means the clearer can now present clients…
RJO’Brien’s Bradley Giemza Discusses Regulation, RegTech and Cool Start-Ups
A-Team Group’s hugely successful RegTech Summit for Capital Markets in London is on its way to New York, where keynote speakers will include Bradley Giemza, chief risk officer at RJO’Brien. Ahead of the event on Thursday November 16, 2017, we caught up with Giemza to find out his views on RegTech and its potential. Q:…
A-Team Group RegTech Summit for Capital Markets a Storming Success
A-Team Group’s inaugural RegTech Summit for Capital Markets in London attracted registrations from over 400 capital markets participants, included leading speakers in the regtech space and showcased start-up regtechs with automated solutions to regulatory compliance challenges. The event also hosted towards 20 key RegTech sponsors. The conference was hosted by Andrew Delaney, President and Chief…