About a-team Marketing Services

RegTech Insight Regulations The latest content from across the platform

Bloomberg Launches Real-Time Compliance with Bloomberg Vault

Bloomberg today announced a new real-time search and analytics console for Bloomberg Vault, the first compliance solution to integrate real-time monitoring, search analytics, and archiving of Bloomberg messaging and corporate email. Bloomberg Vault capitalises on Bloomberg’s long track record in messaging and compliance to help financial firms and corporations meet increasing compliance, regulatory and eDiscovery…

FinCen Proposes New Electronic Format and Data Field Amendments for Unified Currency Transaction Reports in the US

In keeping with its work to move from paper-based to electronic reporting formats, the Financial Crimes Enforcement Network (FinCen) has published a list of proposed new data fields to be added to firms’ currency transaction reports, as required under the US Bank Secrecy Act (BSA). Industry participants have until 28 March to provide feedback on…

A-Team Webinar (Recorded): The Current State of Risk Data Quality

Click below to watch the webinar (recorded Jan 27, 2011) for free! The marketplace waits with bated breath for firm details of regulatory initiatives which will have significant implications for data management practices within financial institutions. While these details remain in discussion and development, it’s clear that regulators are taking data quality very seriously. In…

Cleansing Entity Data is a Priority for Firms Facing Regulatory and Risk Management Challenges, Says Interactive Data’s Cumberbatch

Bob Cumberbatch, European business lines director at Interactive Data, speaks to A-Team Insight about his views on the developments within the legal entity identification space, including the lessons learned in the wake of the fall of Lehman. In the third of our series of talking heads on the challenges surrounding entity data management in the…

GoldenSource Appoints Stephen Engdahl to Lead Product Strategy

GoldenSource Corporation, the leading enterprise data management solutions provider for the securities and investment industry, has appointed Stephen Engdahl as senior vice president of product strategy. With over 10 years experience in the financial trade and compliance arena, Engdahl will play an integral role in aligning the GoldenSource platform with key business and regulatory drivers…

Omgeo’s Bouchea Discusses Legal Entity Identification and Regulatory Impacts on Data Management

In the second of our series of talking heads on the challenges surrounding entity data management in the current market, ahead of the end of month deadline for feedback to the Office of Financial Research on legal entity identification standards, we speak to Omgeo’s director of product management for its data related business solutions Mark…

DTCC and MarkitSERV Collaborate with AcadiaSoft to Automate Collateral Messaging and Reduce Risk in OTC Derivative Markets

The Depository Trust & Clearing Corporation (DTCC), MarkitSERV and AcadiaSoft today announced that they are working to deliver a joint solution for improving communication related to setting and maintaining the collateral required between counterparties to over-the-counter (OTC) derivative transactions. The solution is the first step taken by the three companies to develop a multi-functional collateral…

ESMA Sends Letters to CFTC and SEC Asking for Greater Cooperation Across the Pond on Swaps Data

In light of the recent discussions going on in the US between the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) around the introduction of new data repositories and reporting requirements for the swaps market, the European Securities and Markets Authority has sent a letter to both regulators stressing the need…

CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements

Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on 28 January 2011, from 9am to 5pm to discuss issues related to swap data recordkeeping and reporting requirements. The roundtable will assist the CFTC in the understanding and implementation of Section 728 of the Dodd-Frank Wall Street Reform and Consumer Protection…

Regulatory Tsunami or Just a Washout?

The last two weeks have been a bit of a rollercoaster for US regulatory reform, with President Barack Obama signing an executive order this week that may see the current Dodd Frank requirements scaled back dramatically in order to ensure there is the “right balance” to foster economic growth going forward. On the individual regulator…