A-Team Insight Knowledge Hub RTI The latest content from across the platform
DTCC Boosts Trade Reporting Solution with New Droit Partnership
The Depository Trust & Clearing Corporation (DTCC), a pillar of post-trade market infrastructure, is joining forces with real-time transactional compliance provider Droit. The partnership will enable market participants to leverage Droit’s reporting eligibility capabilities within DTCC’s Pre-Reporting Transformation Services for supported G20 regimes, as well as the forthcoming Securities Financing Transactions Regulation (SFTR). The joint…
A-Team Insight Launches Comprehensive New RegTech Suppliers Guide
Concerned about meeting your ever more complex regulatory requirements? Confused over the vast array of opaque offerings available? Flummoxed about what your company really needs and where you might find it? Take a deep breath and relax, because help is finally at hand! A-Team Group, via its RegTech Insight channel, is delighted to launch a…
RegTech Suppliers Guide 2019
Welcome to our brand new RegTech Suppliers Guide. This unique guide provides detailed data profiles on close to 100 suppliers in the RegTech world, offering you an unrivalled selection of solutions for your most pressing financial regulatory challenges. The aim of the A-Team’s RegTech Suppliers Guide is to steer you through this complex marketplace, offering…
A-Team Group Releases Shortlist for 2019 RegTech Insight Awards
A-Team Group has released a shortlist of potential winners for its hotly anticipated third annual RegTech Insight Awards, to be held in the City of London on May 3, 2019. The awards recognise excellence and innovation in the provision of technology solutions to meet regulatory requirements within the financial services industry, and are uniquely designed…
Lack of Senior Management Buy-in is Prohibiting Digital Transformation, Finds Fenergo
Digital maturity is still a long way off for financial institutions, according to new research by Fenergo, provider of digital Client Lifecycle Management (CLM) software solutions for financial institutions. The findings of Fenergo’s CLM Report, which is the second in a three-part series, showed that fewer than half (40%) of the 250 financial institutions surveyed…
Cappitech Launches New Insights Product
Cappitech has announced the launch of Insights, a product that enables compliance teams and risk managers to improve the data quality of their regulatory reporting and benchmark their performance to their peers. Insights provides actionable data at-a-glance, allowing firms to set KPIs and view the key reasons for trade rejections as well as granular data…
Beam Solutions Issues Warning on Insufficient AML Procedures Across EU Member States
Beam Solutions, a San Francisco-based transaction monitoring platform founded in 2016 by former Facebook and Paypal executives, has warned of widespread Russian money laundering within the EU banking system. In a note published March 18, the software company noted that multiple major European banks were facing allegations of failing to prevent money laundering taking place…
Apex Group Selects AQMetrics to Power Regulatory Reporting Teams
Apex Group, the fifth-largest fund administrator in the world with over $610 billion in assets under management, has selected RegTech firm AQMetrics as its regulatory reporting technology solution. Apex plans to utilise AQMetrics for its ESMA, CFTC and SEC regulatory reporting requirements. The integrated AQMetrics platform will deliver a full suite of multi-jurisdictional regulatory reporting…
HMRC Releases List of Firms in Breach of AML Regulations
HMRC on March 4,2019 published a list of nine businesses issued with penalty notices for the 2018-19 tax year, for failing to comply with the new 2017 Money Laundering Regulations. Five penalties were enforced by HRMC between June 2017 and October 2018 under the 2017 regulations, to the value of £1,390.80. A further 545 penalties were enforced under…
Brexit Uncertainty: Putting MiFID II Tactics to the Test
Last week, software and services provider GoldenSource released new Brexit-specific datasets to help banks prepare for the worst in the event of a no-deal Brexit on March 29. With the prospect of any deal still very much up in the air, and only 10 days to go till the deadline, concerns are running high. So…